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Associate General Counsel, Capital Markets
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$144,500 - $339,300 a year
Full-time
- This position is recognized by FINRA and the industry as the top/ primary expert in a particularly complex and unique subject matter area(s) pertaining to regulatory policy, rendering independent expert advice in these areas.
- The incumbent also would act under the supervision of the Senior Vice President and Director of Capital Markets as the primary coordinator of the policy and rulemaking functions within the Capital Markets Group of OGC, including overseeing preparation of board and committee materials, regulatory notices, rule filings, multiple NMS Plan participation, SEC outreach and economic impact assessments of rulemakings.
- Serve as the primary coordinator in conducting economic impact assessments of rulemakings in the capital markets area of OGC, working closely with the Office of the Chief Economist.
- Provide expert-level legal counsel and assistance to projects and initiatives of other departments, supporting them in achieving their goals.
- Law degree from an accredited law school, admission to a bar, and 10+ years of relevant legal experience.
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