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Assistant / Associate General Counsel - Markets, SMAs & CITs
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$250
- The Assistant General Counsel - Markets, SMAs & CITs position supports the Deputy General Counsel – Markets, SMAs & CITs. Advises and represents the Institute and the regulated investment management industry on trading and markets, and other security and financial services issues and policy initiatives, including relevant legislation and regulations.
- Helps to coordinate and integrate the Department’s efforts with the Institute’s research, government affairs, operations, and strategic communications functions in support of Institute positions and initiatives.
- Represents and advises the Institute on securities, trading and markets, and financial services matters before the Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), other self-regulatory agencies, the Commodity Futures Trading Commission, banking regulators, other policymakers affecting the industry and, as appropriate, the states and the Congress.
- Supports the Deputy General Counsel – Markets, SMAs & CITs on issues involving capital markets, separately managed accounts (SMAs), and collective investment trusts (CITs) including trading and markets and other securities and financial services matters involving the SEC, FINRA, other self- regulatory agencies, the CFTC, banking regulators, Treasury, FSOC, other interested policymakers and, as appropriate, the states and the Congress.
- Assists the Strategic Communications staff in understanding key securities, derivatives, and financial services issues, in developing communications and assuring the accuracy of communications, including press releases, social media posts and other public statements.
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