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Communications Review Officer - Remote WFH
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Remote
- Conduct thorough reviews of various public-facing materials, including social media content, electronic correspondence, advertising materials, public appearances, websites, and sales literature.
- Provide expert guidance on FINRA, SEC, and company policies regarding communications, offering clarity and support to colleagues and stakeholders.
- Assist with various ad hoc projects as directed by the Chief Compliance Officer or Manager of Compliance, which may include supporting regulatory examinations, participating in committees, and more.
- Required Licenses/Certifications: FINRA Series 7 and Series 24.
- Proficient knowledge of FINRA, SEC, and State regulations, with experience using tools like Global Relay preferred.
Expired 15 days agoInactive Job
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