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Experience working with industry standard regulations and compliance frameworks (PCI-DSS, ISO, NIST, SANS, SOX, SOC II, HIPAA) Provide architectural security guidance to DevOps team building cloud infrastructure in compliance with industry standards (PCI-DSS, NIST, CIS, OWASP) in public cloud environments.
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Monitor and ensure compliance with PSC, NYISO, NYSRC, and NERC and SOX requirements. Ensure compliance with Company safety, health and environmental programs. Develop seasonal, monthly and daily strategies for electricity, natural gas, pipeline and storage capacity release, generation capacity and TCC.
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Deep knowledge and understanding of FINRA and SEC broker-dealer compliance rules and regulations. 2-5 years of validated experience in broker-dealer compliance. 2-5 years of broker-dealer compliance experience.
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As a member of the Saint-Gobain’s Compliance team within the Law Department, the Compliance Investigator will be responsible for investigating complaints from various sources that represent potential legal or policy violations.
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Our consultants work closely with our clients’ Compliance and Legal leadership teams, leading cross-functional initiatives around Compliance (e.g., AML, KYC, Sanctions), Data Privacy (e.g., GDPR, CCPA, LGPD), Legal Operations and Process and high-stakes projects.
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Provide training and development for staff in finance management, SOX compliance, and any other needs identified in the department. Work with the VP of Finance to ensure adequate SOX and internal controls are in place and maintained to safeguard financial assets.
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The Director works closely and is expected to partner with multiple campus offices including the Dean of Students, the Office of General Counsel, the Office of Institutional Diversity and Inclusion, Office of Human Resources, the Office of the Provost, and University Police to lead the Office of Civil Rights and Title IX Compliance response to discrimination, harassment, and sexual misconduct matters.
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Provide guidance on complex compliance matters like anti-bribery, anti-corruption, conflicts of interest, and interactions with healthcare providers, ensuring consistent and practical advice. Juris Doctor (JD) with at least 8 years of experience in legal/compliance roles within the healthcare industry or law firms, including at least 5 years specifically in pharmaceutical company compliance.
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One of our large Energy Services clients is seeking to bring on an Environmental Compliance Project Coordinator to join their growing team in Sterling, VA and support a project at the Dulles Airport.
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Worcester is also home to the Hanover Theatre for Performing Arts, Worcester Art Museum, Mechanics Hall, the family friendly Ecotarium, Worcester Red Sox (WooSox), the Triple-affiliate of the Boston Red Sox, and the Worcester Railers, an ECHL professional ice hockey team affiliated with the New York Islanders.
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Offer guidance and legal advice on all facets of the company's Ethics & Compliance Helpline investigations, under the supervision of the Director and Managing Attorney for Ethics & Investigations.
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In this role, candidates will assist internal teams with all aspects of IT security and compliance activities (e.g., access management, security configurations, endpoint protection, vulnerability management, Technology Continuity Plans.
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Plan and execute client engagements focusing Operational Risk, Operational Resilience, Regulatory Compliance, Surveillance, Conduct Risk, Third Party Risk Assessments and other risk programs. Sia Partners is looking for a talented Management Consultant to support our Risk, Regulatory & Compliance Business Unit serving our clients as a project manager.
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We do this through utilizing and developing cutting-edge technology and pushing the envelope to bring stories to life through our movies, products, interactive games, parks and resorts, and media networks.
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Regulatory Compliance: Ensure compliance with all relevant industry regulations and internal policies to maintain the integrity of trading operations. Risk Management: Analyze and assess the risks associated with gas trading activities, employ hedging strategies, and ensure compliance with risk management guidelines.
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sox compliance jobs Title: it auditor Company: Robert Half in Bellville, Texas
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