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The Compliance Director position is a senior role within the Wealth and Brokerage (W&B) Compliance team, responsible for providing compliance leadership and counsel on regulatory and compliance requirements related to the Fidelity Brokerage Services (FBS) broker-dealer.
ExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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With THI’s guidance, these institutions make investing in health central to their strategy, business model, and operations – and engage with communities to mobilize and align resources for healthy food, safe homes, and well-paying jobs while building community wealth and addressing historical health disparities.
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Willingness to obtain Certified Financial Planner (CFP) and/or Certified Private Wealth Advisor. (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on a daily basis. Private Wealth Advisors (PWA)/teams with the use of firm-approved financial planning systems and.
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Washington Trust Wealth Management has an opportunity for an experienced Trust Officer to join its team of dedicated wealth management professionals. Our group has developed a unique approach to holistic wealth management that includes customized financial planning, broad investment management capabilities, and full trust services.
Full-timeExpandApply NowActive JobUpdated 23 days ago - UpvoteDownvoteShare Job
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The Private Client Relationship Manager, along with a Private Client Financial Advisor or High Net Worth Wealth Advisor, and Certified Financial Planners®, create the Citizens Private Client team.
Full-timeExpandApply NowActive JobUpdated 18 days ago - UpvoteDownvoteShare Job
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Technical expertise in the areas of trust administration, fiduciary law, and estate and wealth transfer planning. Job expectations include working with teams to drive business development and retention, assisting clients with wealth planning needs, and managing risk.
$200,000 a yearFull-timeExpandApply NowActive JobUpdated 10 days ago - UpvoteDownvoteShare Job
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Grid One Solutions is actively hiring a Training Specialist to perform work within our Rhode Island Territory. As a Training Specialist, you'll deliver training programs, evaluate and edit training materials, and prepare recommendations for qualification programs to meet job and code requirements.
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The Wealth Solutions Strategy and Insights team is seeking a dynamic, customer-focused leader with a deep understanding of the industry to drive business and product strategy, evaluate and launch innovative solutions, and spearhead cross-functional initiatives to accelerate our growth and scalability.
Full-timeExpandApply NowActive JobUpdated 8 days ago - UpvoteDownvoteShare Job
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Our family of brands include Transco, Total Transportation, Maggies Paratransit, and GVC II. Our employees are at the forefront of safety and innovation; they create and implement the most advanced training and technology the transportation industry has to offer.
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Farther is a rapidly growing RIA that combines expert advisors with cutting-edge technology - delivering a comprehensive, tailored wealth management experience. Farther's founders are leaders and innovators from the private wealth industry who possess a unique blend of traditional wealth management, fintech, and technology production expertise.
Full-timeExpandApply NowActive JobUpdated 24 days ago - UpvoteDownvoteShare Job
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The SOC Compliance Incident Response Specialist & Certified Forensic Examiner is a critical role within our Security Operations Center (SOC). + Provide training and guidance to SOC analysts on incident response and forensic investigation techniques.
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Our focused model and bold ambition have put us at the center of the events that continue to reshape and redefine our industry, working side by side with a range of clients from our most venerable institutions to dynamic new entrants across Banking and Capital Markets, Wealth and Asset Management, Insurance, and Real Estate, Hospitality and Construction.
$148,700 a yearFull-timeExpandApply NowActive JobUpdated 20 days ago - UpvoteDownvoteShare Job
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Attendance/Curriculum: The Academy training curriculum focuses on the policies, regulations, and procedures for carrying out compliance and enforcement responsibilities for the Federal Motor Carrier Safety Administration (FMCSA.
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The Wheeler School, a co-ed, N-12 independent day school with city and farm campuses serving approximately 800 students in the Greater Providence and Greater Boston areas, seeks a Part-Time Payroll & HR Specialist to join our facilities team in Providence, RI. Ideal candidates for faculty and staff positions at Wheeler are people with a sense of humor, warmth, and humility.
Part-timeExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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The PRS Intervention Specialist is responsible for providing intensive case management and crisis intervention services to unaccompanied children and their families. The PRS Intervention Specialist develops comprehensive safety plans and treatment plans focused on concrete goals developed with the families served.
Full-timeExpandApply NowActive JobUpdated 1 month ago
wealth job Title: specialist training in Lincoln, RI
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