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Personal responsibility and accountability to ensure FINRA compliance in the Institutional Broker Dealer. Bachelor’s degree and ten (10) years' financial services industry experience with significant experience in senior level roles in broker dealer compliance or in lieu of degree a combined minimum of 14 years higher education and/or work experience including 10 years’ financial services industry experience with significant experience in senior level roles in broker dealer compliance.
$198,243 a yearFull-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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The Regional Supervision Risk Officer (RSO) reports into PNC Investments, which is a broker-dealer subsidiary of PNC Bank. This role works with Compliance, Central Review Desk and Regional Sales Managers to identify suspicious patterns in sales and business practices.
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As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. 5+ years experience with a broker-dealer or in a traditional bank/trust company.
$143,300 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Top Work Places - The Plain Dealer. This position will also require passing of required licensing exams to become a registered representative of our affiliated broker dealer within a short time period after hire.
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We are proud to be a Cleveland Plain Dealer Top Workplace 5 years in a row: 2020-2024! We are proud to be a Cleveland Plain Dealer Top Workplace 5 years in a row: 2020-2024! Provide home based Consultation and/or Therapy to at risk families with children ages 0-6 who present with/without mental health diagnoses.
$64,000 a yearFull-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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Cox Automotive employees get to work on iconic consumer brands like Autotrader and Kelley Blue Book and industry-leading dealer-facing companies like vAuto and Manheim, all while enjoying the people-centered atmosphere that is central to our life at Cox. Benefits of working at Cox may include health care insurance (medical, dental, vision), retirement planning (401(k.
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Being recognized as the Cleveland Plain Dealer Top Workplace since 2016, PSI offers an exceptional work environment where you can thrive and grow professionally. Being recognized as the Cleveland Plain Dealer Top Workplace since 2016, PSI offers an exceptional work environment where you can thrive and grow professionally.
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For more information on our benefit offerings, please visit our Dealer Tire Family of Companies Benefits Highlights Booklet. For more information on our benefit offerings, please visit our Dealer Tire Family of Companies Benefits Highlights Booklet.
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Cardinal Credit Union was selected by The Cleveland Plain Dealer as a Top Work Places and one of the Best Workplaces in Ohio. Cardinal Credit Union was selected by The Cleveland Plain Dealer as a Top Work Places and one of the Best Workplaces in Ohio.
Full-timeExpandApply NowActive JobUpdated 12 days ago - UpvoteDownvoteShare Job
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If hired, you must complete a BCI/FBI Background check and be in compliance with Ohio Administrative Code Rule 3301-20-01. We work around your schedule. This position will primarily focus on serving children with educational and developmental needs in the West Side Cleveland Area. At PSI, we value innovation and creativity, allowing you to design a position that suits your preferred level of flexibility.
$28 - $34 an hourExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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The Technicians are an integral part of the company and perform diagnostics, service repairs, and perform maintenance work on all customer and/or dealer owned equipment. Gpac is working with a long-standing heavy equipment company that is looking for Heavy Equipment Technicians.
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Named a Top Workplace 2024 by the Cleveland Plain Dealer , we are committed to maintaining excellence in customer service and fostering a supportive, dynamic work environment. Lead Generator: Starting at $20/hr , all new hires begin in this role, where you will focus on outbound calling and lead generation.
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We are a photographic specialty dealer offering the latest in DSLR & Mirrorless camera gear, professional lighting equipment, accessories, digital lab services, and fully stocked rental departments at select locations.
$16 an hourExpandUpdated 2 days ago - UpvoteDownvoteShare Job
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Coordinate with other senior leaders of the firm on relevant matters such as cyber security, enterprise risk, advice to institutional, wealth, and foundation/endowment advisory broker-dealer services.
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We're proud to have received the Cleveland Plain Dealer Top Workplace award every year since 2016. We're proud to have received the Cleveland Plain Dealer Top Workplace award every year since 2016.
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