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The ideal candidate will play a pivotal role in building, implementing, and scaling the employee equity trading business on our broker-dealer app while ensuring a seamless workflow across various functions.
$150,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Minimum five years of related work in a regulatory compliance and/or risk management function, capital markets organization (Asset Management Firm/Investment Adviser, Broker Dealer, Wealth Management Firm, Swap Dealer, Securities-based Swap Dealer, Capital Markets or Asset/Wealth Management Division of a Large Diversified Bank), regulatory agency, or consulting firm.
Full-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Strong understanding of financial markets and banking, including broker-dealer product-based knowledge, and ability to conduct independent research. Competencies: Know Your Customer (KYC), Knowledge of Anti-Money Laundering, Capital Markets and Financial Services.
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Overview: The Indirect Specialist is responsible for developing relationships with MCU dealer partners, obtaining, and verifying required documentation for loan packages, analyzing contracts, and calculating disbursements and funding of loans within the origination system while ensuring all data is accurate and complies with MCU policies and Procedures.
Full-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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The Compliance department acts as Second Line of Defense of the corporate banking, investment banking and broker–dealer activities across Societe Generale’s operations, reporting on the compliance risks and issues to local, regional, and head office management.
$211,000 a yearFull-timeExpandApply NowActive JobUpdated 14 days ago - UpvoteDownvoteShare Job
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Extensive knowledge of the regulatory environment in the fintech industry, particularly consumer lending, mortgage, banking, insurance, payments, broker-dealer and investment advisory, privacy, and cybersecurity.
$352,500 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Specializing in BUY-SELL-TRADE-CONSIGN and sourcing Luxury watches, My Watch LLC is a Trusted Watch Dealer carrying all luxury brands such as Rolex, AP, Patek, RM, and VC. The company offers a wide selection of popular modern Rolex models and provides both online viewing and in-store appointments for customers.
ExpandApply NowActive JobUpdated 16 days ago - UpvoteDownvoteShare Job
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Ensure Dealer Principals and dealership management are fully aware of their individual performance on key metrics, which affect fixed operations performance. Assigned to a more challenging zone with higher market/business impact in terms of tech count, dealer sales/service volume and/or UIO potential.
ExpandApply NowActive JobUpdated 3 days ago - UpvoteDownvoteShare Job
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Our group of companies consists of a New York-based registered investment adviser, broker dealer, and insurance agency serving high net worth individuals, families and non-profit organizations.
Full-timeExpandApply NowActive JobUpdated 24 days ago - UpvoteDownvoteShare Job
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Understanding of Liquidity risk management concepts, including cash flow forecasting, liquidity stress testing, and analysis of funding sources and uses for both bank and broker dealer entities.
Full-timeExpandApply NowActive JobUpdated 2 months ago - UpvoteDownvoteShare Job
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Prior experience in a Swap Dealer firm is highly preferred. Our teammates have entrepreneurial experience and come from companies such as Google, Apple, Paypal, Citadel, Bridgewater, and Goldman Sachs.
Full-timeExpandApply NowActive JobUpdated 20 days ago - UpvoteDownvoteShare Job
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Ideally 5+ years of prior AML compliance or related regulatory experience with an asset management, wealth management, broker dealer, retail and/or private bank, and/or correspondent bank or 8+ years of compliance related experience at a law firm, regulatory agency, financial institution, major consulting firm or in law enforcement.
$144,000 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Requires mechanical skills to operate CNC machine tools and ancillary support equipment to demonstrate the capabilities of assigned products for customer, dealer, or staff. CNC Swiss Type Lathes and Turning Centers, including Opposed Gang Tool Lathes, Gang/Turret Lathes, Multitasking Machines, Vertical and Horizontal CNC Milling Machines are our core products.
ExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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Key deliverables include sales and business performance reporting, campaign and marketing program analytics, dealer and customer analytics, as well as dashboard development and data visualization to facilitate business insights.
ExpandApply NowActive JobUpdated 23 days ago - UpvoteDownvoteShare Job
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Extensive experience and advanced understanding of financial markets and banking system, bank and broker dealer funding products, Bank Holding Company structures, key wholesale credit regulations and expectations for wholesale credit risk management.
$229,300 a yearFull-timeExpandApply NowActive JobUpdated 18 days ago
dealer job in New York, NY
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