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SFOX is a full-service prime dealer uniting liquidity from over 30 exchanges and OTC desks in one easy-to-manage platform. Founded in 2014, the company is backed by Social Capital, Digital Currency Group, Khosla Ventures, DHVC, Haystack, Blockchain Capital, Y Combinator, and executives from PayPal and Airbnb.
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Oppenheimer & Co. Inc. (“Oppenheimer”) is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services.
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Be coachable by colleagues in ways to improve their consultative sales skills within the operations groups of broker/dealer clients. LI-MJ1 Broadridge associates helped us envision our Connected Workplace - a work model that allows associates around the globe, dependent upon their role responsibilities, to take advantage of the benefits of both on-site and off-site work to support our clients, one another, and the communities where we live and work.
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Position Description:KBW’s Equity Research, Sales and Trading Internship is a nine-week summer program that provides an introduction to a full-service investment bank and broker-dealer that specializes in financial services.
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Respond to customer service requests by prioritizing and dispatching service requests to available installation or service technicians; act as liaison between technician, operations managers, sales force, dealer clients, business office and end user customer.
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Previous broker dealer compliance or other financial services responsibilities a plus. Assist CCO with managing the administration of the broker dealer program. Review and maintain broker dealer written supervisory procedures and operational procedures.
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Optimum RV, a growing full-service RV Dealer, is seeking an Experienced RV Service Technician. Optimum RV, a growing full-service RV Dealer, is seeking an Experienced RV Service Technician. Install, repair and maintain interior and exterior components on motor homes, travel trailers, fifth wheel trailers, truck campers, tent trailers and van conversions.
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The Senior Principal Investigator regularly collaborates with relevant stakeholders across the enterprise, provides guidance related to broker-dealer involvement in crypto assets, proactively surveils the industry and identifies fraudulent conduct occurring at, by, or through FINRA member firms or registered representatives.
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Excellent large dealer in NYC is aggressively searching for an Office Coordinator. Prior dealer experience highly desired. Excellent large dealer in NYC is aggressively searching for an Office Coordinator.
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Exposure to broker-dealer and Series 27 (preferred but not required) Exposure to broker-dealer and Series 27 (preferred but not required) Join a dynamic environment with abundant long-term opportunities in a rapidly growing company with over 40 offices across the US and London, managing $112B in AUM. This role offers exposure to various departments and funds, fostering career acceleration and a collaborative team-centric culture.
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Blaylock Van, LLC, an established Minority Owned Business Enterprise broker-dealer specializing in banking and underwriting of municipal and corporate entities on a national scope, is seeking an Equity Trader / Specialist.
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Lincoln Investment, founded in 1968, is an independent broker-dealer and Registered Investment Adviser with over 1,000 FPs and over $46 billion of assets under management. FINRA Series 7/66 or 6/63/65 registrations.
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Our branch office is based in Los Angeles and we are a non-captive broker dealer, meaning we're partnered with some of the top companies in our industry. FULLY REMOTE Opportunity. Training and flexible work hours can weave into your existing schedule Part-Time or Full-Time. Production based, Commission-Only Position (1099.
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Founded in 1978, Weekes now has seven large distribution centers throughout the upper Midwest and Southeast that sell lumber and building materials to independent retail dealers, national pro-dealer chains, mass merchants and one-step-distributors, in addition Weekes has two commodity trading divisions.
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Warranty claims from the dealer. warranty claims from the dealer. reports on the company status on warranty claims. This position supports our external quality metrics for the Savannah manufacturing facility KTO drive down customer defects.
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dealer job in New York, NY
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