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Prior financial services industry experience preferred (wealth management, investment management, broker-dealer, insurance, banking, specialty finance) Finance Manager, Financial Planning & Analysis.
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Payment of HUD mortgage insurance premiums (MIP). As part of our broader Tax and Insurance team within Colliers Mortgage, the Senior Tax Analyst will provide direct support to lenders, borrowers, and Colliers Mortgage Staff.
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The CRA Mortgage Banker will also coordinate and lead community development initiatives in their market. The CRA Mortgage Banker is responsible for sourcing and originating Community Reinvestment Act (CRA) eligible and general residential loans for existing MidWest One customers and prospects within the MidWest One Bank market and assessment area.
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SAFE Act compliant Mortgage Loan Originator license. Minimum three years loan officer experience in all phases of residential mortgage origination. Comply with mortgage procedures by maintaining accurate mortgage records and following Summit Mortgage, regulatory and investor guidelines.
Full-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Ticket Broker, Sporting Events, Concerts, Theater, Virtual. Ticket Broker - your primary responsibility will be to source, acquire, and manage event tickets for various clients, ensuring they have access to the events they desire.
$72,000 - $84,000 a yearFull-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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Solid understanding of broker/dealer/investment advisor regulatory requirements. 10 years of experience reviewing and approving Investment Advisor/Broker Dealer marketing materials. Support compliance’s review and approval of advisor/broker dealer and international marketing materials and various other electronic communications to ensure compliance with firm and regulatory requirements.
Full-timeExpandApply NowActive JobUpdated 3 months ago - UpvoteDownvoteShare Job
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Ensure accounting is completed timely, accurately, and completely for all business lines and account types, including benefit plans, insurance & mortgage commissions, investment accounting, fair valuation and measurement, intangibles, and other items.
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Resources offered through Cetera include award-winning wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, practice management support and innovative technology.
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We are a seeking a Senior Compliance Officer experienced in broker dealer compliance functions that support the Operations, Finance, and Information Technology departments. Prior experience at a self-clearing broker dealer and experience working with BETA are a plus.
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In addition, this position requires National Mortgage Licensing System and Registry (NMLS) registration under the SAFE Act of 2008. Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator requirements.
ExpandApply NowActive JobUpdated 9 days ago - UpvoteDownvoteShare Job
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We offer the following services: Life Insurance: Mortgage Protection insurance, Term Life, Universal Life, Indexed Universal Life, and Whole Life, Final Expense Accidental, Wealth/Investments, Debt Free Life, Annuities.
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Knowledge and understanding of regulatory compliance requirements surrounding broker dealer roles and FINRA Rules. We provide a diversified set of banking, investment and mortgage products and services, as well as consumer and commercial finance, through our four reportable operating segments: Consumer Banking and Lending, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management.
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Symmetry Financial Group operates in the Mortgage Protection industry. Helping families by calling our warm leads to set virtual appointments on Zoom in person, or over the phone to help guide and educate our clients to pick out the best mortgage protection plan that fits their budget.
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Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC.
$400 a weekExpandUpdated 7 days ago - UpvoteDownvoteShare Job
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We work in the areas of Mortgage Protection, Final Expense Protection, Debt Elimination, retirement planning for our younger clients and retirement preparation for those clients ready to retire.
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mortgage broker jobs in St Paul, MN
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