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This high-profile group works across all of Investment Management as well as with our other internal stakeholders including product, actuarial, treasury, accounting, risk, compliance, and external partners, including our primary asset management subsidiary Barings and the major Wall Street derivative broker/dealer counterparties.
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This newly created position will provide support for US Customs compliance functions including recordkeeping, reporting, Importer Security Filings, customs clearances, broker compliance, and duty payments.
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Among other tasks the Policy Associate will: Connect scholars to policymakers and civic organizations Broker relationships: The Associate connects scholars and their research to policymakers and civic organizations at the federal, state, and local levels.
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A bit about us:Heavy Civil Superintendent opening with one of the world's largest and most well-funded development teams.
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The Equity Derivative Portfolio Manager will work closely with teams across Investment Management, Barings and Enterprise Risk. The TeamThe Quantitative Portfolio Management (QPM) team has primary focus in asset-liability management (ALM), product pricing, and the formulation and execution of quantitative strategies that enhance policyholder surplus and mitigate unwanted risks in the portfolio.
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FINRA Brokerage licenses Series 7 & 63 required within 6 months Optimizing the broker dealer clearing/correspondent client experience as it relates to ongoing regulatory reporting obligations Partnering with; Compliance partners to respond to regulatory examinations, including timely and accurate communications to regulator inquiries.
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Symmetry Financial Group- The Brown Agency BE A Life and Health Insurance Agent today (Work Remotely) We are looking for new INDEPENDENT LIFE INSURANCE AGENTS who are ready to learn the business, work hard, have fun, and finally earn what you’re worth.
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As a Senior Account Representative in our Reinsurance Solutions line, you will help clients understand, lead and transfer risk through innovative reinsurance solutions.
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This is a hybrid position located in Boston, MA.What you will do:•Review investment advisor and certain institutional investor broker dealer marketing communications to ensure compliance with applicable FINRA and SEC regulations.
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Overview Gallagher Re is one of the world’s leading reinsurance advisory and broking firms.
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5 to 7 years’ relevant experience within asset management or broker/dealer compliance. A strong knowledge of the existing US regulatory framework (FINRA and SEC rules around the marketing of registered products) is essential as is a comprehensive understanding of the asset management or broker/dealer industry, services and products.
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As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services.
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We are seeking an industrious, analytical broking talent with a successful background in reinsurance brokerage or underwriting to work as a key member of the treaty team in Boston!
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Together with its subsidiaries, New York Life provides a range of competitive insurance and financial products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency.
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Broadridge Financial Solutions, Inc. (NYSE: BR) , is a global Fintech leader, delivering technology-driven solutions that drive digital transformation for banks, broker-dealers, asset and wealth managers and public companies.
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broker job Company: Jobbot in Quincy, MA
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