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This high-profile group works across all of Investment Management as well as with our other internal stakeholders including product, actuarial, treasury, accounting, risk, compliance, and external partners, including our primary asset management subsidiary Barings and the major Wall Street derivative broker/dealer counterparties.
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This newly created position will provide support for US Customs compliance functions including recordkeeping, reporting, Importer Security Filings, customs clearances, broker compliance, and duty payments.
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A bit about us:Heavy Civil Superintendent opening with one of the world's largest and most well-funded development teams.
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The Equity Derivative Portfolio Manager will work closely with teams across Investment Management, Barings and Enterprise Risk. The TeamThe Quantitative Portfolio Management (QPM) team has primary focus in asset-liability management (ALM), product pricing, and the formulation and execution of quantitative strategies that enhance policyholder surplus and mitigate unwanted risks in the portfolio.
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Symmetry Financial Group- The Brown Agency BE A Life and Health Insurance Agent today (Work Remotely) We are looking for new INDEPENDENT LIFE INSURANCE AGENTS who are ready to learn the business, work hard, have fun, and finally earn what you’re worth.
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This is a hybrid position located in Boston, MA.What you will do:•Review investment advisor and certain institutional investor broker dealer marketing communications to ensure compliance with applicable FINRA and SEC regulations.
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IWMS provides a comprehensive clearing, custody, brokerage services, investment products, trading capabilities, and consulting to registered investment advisors (RIAs), broker-dealers, banks, insurance companies & retirement record keepers.
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5 to 7 years’ relevant experience within asset management or broker/dealer compliance. A strong knowledge of the existing US regulatory framework (FINRA and SEC rules around the marketing of registered products) is essential as is a comprehensive understanding of the asset management or broker/dealer industry, services and products.
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Among other tasks the Policy Associate will: Connect scholars to policymakers and civic organizations Broker relationships: The Associate connects scholars and their research to policymakers and civic organizations at the federal, state, and local levels.
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Personal responsibility and accountability to ensure FINRA compliance in the Institutional Broker Dealer. Bachelor’s degree and ten (10) years' financial services industry experience with significant experience in senior level roles in broker dealer compliance or in lieu of degree a combined minimum of 14 years higher education and/or work experience including 10 years’ financial services industry experience with significant experience in senior level roles in broker dealer compliance.
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At least 2 years of experience in the financial services field with RIA or broker/dealer experience. At least 2 years of experience in the financial services field with RIA or broker/dealer experience.
$100,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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We are seeking an industrious, analytical broking talent with a successful background in reinsurance brokerage or underwriting to work as a key member of the treaty team in Boston!
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Preferred Skills, Capabilities and Experiences:Experience in a healthcare or health plan setting most notably managing Broker/Consultant relationshipsstrongly preferred. The Broker Relations Mgr II provides oversight and relationship management across all identified top broker/consultant firms tied to strategic priorities for Specialty and Stop Loss business.
$254,250 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Responsibilities:Drafting, negotiating, and closing a high volume and a wide variety of networking agreements (agreements where LPL will be the broker-dealer and investment advisor), ensuring that all contracting processes are adhered to and the firm’s contracting standards are maintained, including but not limiting to those relating to risk allocation.
$206,280 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Together with its subsidiaries, New York Life provides a range of competitive insurance and financial products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency.
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broker job Company: Jobbot in Boston, MA
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