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Phillip Capital Inc. is dually registered with the SEC/FINRA as a self-clearing broker dealer and the CFTC as a registered Futures Commission Merchant (FCM). The Broker Dealer Accountant will play a critical role in ensuring the financial integrity of the firm's financial operations.
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You'll work daily to help provide valuable market insight, portfolio construction guidance and investment product solutions to Financial Advisors and their clients in the broker dealer and RIA communities.
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Bachelor’s Degree strongly preferred with 3-5 years in a broker/dealer, RIA Back Office. Basic knowledge of Broker-Dealer and/or Advisory operations. ZIR, founded in 1978 is the 2nd largest provider of independent stock, Mutual fund and ETF research in the US. The Professional Services Division of ZIR is one of the largest providers of software analytics and investment data to professional investors.
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Schedule and assists in training Dealer personnel in Dealer Management, financial management, inventory management, order fulfillment, and sales management. Support the Dealer with retail sales promotions for whole goods and parts which includes identifying and pursuing new product lines, recommending merchandising, promotion, and advertising options.
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Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC.
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Overton's is the world's largest boating and marine accessories dealer, helping customers have more fun on the water for longer with the best gear and products. Education and Experience : Bachelor's degree in accounting, business, management or finance required, MBA or advanced degree in business, finance or management preferred with a minimum of 7 years of experience in finance and global treasury operations with a track record of increased responsibilities.
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Be responsible for promoting productive relationships with dealer group management for KPA clients and State Dealer Association Management. The consultant develops and maintains relationships with dealer principals, dealer management, compliance officers, dealer general counsel, and other dealership staff.
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Advisor support resources offered through Cetera include award-winning wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, practice management support and innovative technology.
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7+ years’ experience in accounting and reporting at regulated financial services firms (FinTech, banking, payments, lending, broker dealer, crypto) and/or public accounting experience. NetSuite (preferred), Oracle Cloud ERP, Sage Intacct, SAP ERP, Microsoft Dynamics.
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The primary focus for the District Manager position will be to actively engage and serve as a trusted business advisor to AriensCo dealer partners in the Illinois and northern Indiana markets to drive sales and incremental growth of Ariens and Gravely brands of outdoor power equipment.
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Understand and support marketing/demand generation through our dealer channel, creating more demand for our dealers. This role reports directly to the Vice President of Marketing for Wabash and also has a dotted line alignment to the Vice President of Sales and Marketing for the Wabash Marketplace.
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Robinhood Financial ("RHF") is Robinhood's retail broker/dealer, and is looking for a Communication Compliance Specialist within RHF Compliance. Robinhood Financial ("RHF") is Robinhood's retail broker/dealer, and is looking for a Communication Compliance Specialist within RHF Compliance.
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Interactive Brokers is looking for a Paralegal with experience in litigation and discovery preferably in securities and broker-dealer issues. Provide support and assistance to IB in-house counsel, including assisting with review and filing of pleadings and discovery, preparing summary reports and review of opposing parties' reports and exhibits.
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In this role you will build and grow relationships with IMO, BGA and Producer Groups in IL, IN, MI, OH, KY, and TN, supporting sales efforts through the independent as well as national broker/dealer channels.
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SFOX is a full-service prime dealer uniting liquidity from over 30 exchanges and OTC desks in one easy-to-manage platform. Founded in 2014, the company is backed by Social Capital, Digital Currency Group, Khosla Ventures, DHVC, Haystack, Blockchain Capital, Y Combinator, and executives from PayPal and Airbnb.
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dealer job in Chicago, IL
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