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This person will primarily support the private funds compliance program with both broker dealer and investment adviser responsibilities. Developing compliance policy, procedure, questionnaire, and control recommendations designed to mitigate compliance risks and prevent violations of applicable rules and regulationsAdditional duties may include work with SMA platforms, including compliance oversight and forensic testing, as well as ad review AML, and other duties as assigned.
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The Senior Derivative Operations Analyst will have responsibilities associated with derivative middle-office trade support, data management, investment accounting oversight, and derivative legal compliance.
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Your JobThe Product Safety & Regulatory Compliance Team is seeking a Regulatory Affairs Manager to join our team. Who You Are (Basic Qualifications)Experience working in regulatory compliance, chemical control, regulatory affairs, environmental, laboratory or product safety in the agriculture industry Experience working with chemical regulations Experience in the agricultural products / fertilizer industry.
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As a member of our Paralegal team, you will assist legal counsel and internal business areas in providing effective legal support to Wellmark's business activities, litigation, regulatory, compliance, and government relations matters by demonstrating highest ethical and professional standards and by providing highest quality legal services.
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Do you excel at delivering compliance and consulting services to individual clients and their trusts, estates, family offices, investment vehicles, charitable pursuits, and closely-held business concerns, while providing solutions to complex tax issues.
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Regulatory Compliance Oversight: Ensure adherence to federal, state, and local regulations governing research activities, including IRB, IACUC, HIPAA, FERPA, and FDA regulations. Reporting directly to the Executive Director of Research and working closely with other staff, the Director of Operations, Compliance, and Strategy will support the Faculty Leadership team, serving as Research Operations leader and compliance officer for all the daily operations and programs.
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Preferred Qualifications At least 1 year experience as a pharmacist in a retail setting including prescription filling and verification, records and legal compliance, pharmacy operations, pharmacy software and technology systems and insurance.
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Visit and inspect sites for environmental, equipment and practices to ensure OSHA/MSHA/DOT/DNR compliance. Current Class B CDL (Commercial Driver’s License) with airbrake endorsement Current IDOT (Iowa Department of Transportation) Physical.
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Maverik / Kum & Go is seeking a Environmental Response Manager to oversee environmental regulations, emergency response, investigations, remediation design, UST removal, and air quality compliance.
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Develop and implement operational policies and procedures governing revenue cycle management and billing compliance for the organization. A minimum of five years of progressive leadership and managerial experience at a large or multi-facility organization (preferably in skilled nursing) required Knowledge and skills: Extensive knowledge of operational revenue cycle management with PointClickCare experience preferred.
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As a Senior Sales Executive, you will work closely with customers, vendors, and internal teams to develop and deliver solutions that ensure safety and compliance across various commercial facilities.
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To request a reasonable accommodation, please call the Luxottica Ethics Compliance Hotline at 1-888-887-3348 (be sure to provide your name and contact information so that we may follow up in a timely manner) or email HRCompliance@luxotticaretail.com.
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Ensure quality control process – ensuring compliance with required standardsSupport client culture to ensure project and site is ran according to clients EHS policiesLead procurement activities and coordinate all owner furnished contractor installed equipmentProvide report and tracking of project financials, including change order management & cashflow.
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The ideal candidate should possess specific expertise in securities law advice and capital markets transactions, demonstrating a deep understanding of public company reporting obligations, public securities offerings, SEC compliance, corporate governance requirements, and transactions in debt and equity markets.
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JOB DESCRIPTION Employment Type:Full timeShift:Description:ESSENTIAL FUNCTIONS:· Monitors clinic specific compliance with MCI Policies implementing plans as needed· Promotes personal growth/development and understanding among staff members in specific areas.
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compliance pick pack jobs Company: Target in Iowa, IA
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