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Principal action is to advocate and protect the interests of small business in the state legislature, with state agencies and the office of the Governor, resulting in an economic and regulatory climate in which small businesses can thrive and prosper, pro-small business initiatives are achieved, and anti-small business legislation is defeated.
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Lendistry is the country's largest minority-led and technology-enabled small business and commercial real estate lender with Community Development Financial Institution (CDFI) and Community Development Entity (CDE) certification.
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If you are someone who works collaboratively to create a "Compliance and Risk Management Culture" to ensure all functions and staff are in full compliance with banking laws, regulations, regulatory guidance, and internal policies and procedures, this might be the ideal role for you.
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Focus on financial organizations that address SEC, CFTC, FINRA, NFA OCC and other regulatory requirements for retail and institutional broker dealer compliance, capital markets, banking, swap dealer trading, investment management, and investment advisor compliance.
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This position would support numerous natural resource projects in the Mojave Desert region of California and Nevada with a focus on leading biological surveys, vegetation mapping, wildlife assessments, habitat restoration, and construction regulatory compliance and permitting implementation.
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Our focus on combatting climate change through clean energy technology, our new net zero climate vision for 2030 and enhanced commitment to diversity, equity and inclusion; and supporting the communities we serve make this a particularly exciting time to join PSEG. Job Summary The North American Electric Reliability Corporation (NERC) Reliability Standards exist to ensure the reliability and security of the bulk electric system.
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At Actalent, diversity and inclusion are a bridge towards the equity and success of our people. There will be many opportunities to learn and practice project management skills and have to potential to directly work advising clients in litigation and regulatory matters.
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Ensure that the department operates in a manner that represents Villanova’s Augustinian foundation of Veritas, Unitas, and Caritas and shared values – holistic student development, inclusion & belonging, equity & justice, and well-being – for student-athletes, coaches, and staff.
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Support Sr Stock Plan Administrator with maintenance of company’s equity data using Fidelity Stock Plan. Ensure global equity reporting and compliance with international tax and regulatory requirements, including year-end equity related tax filings.
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Provide advice on best practices for development of a regulatory compliance program tailored to the company's solar, battery storage, and EV charging business lines. A minimum of 7+ years of experience with regulatory matters and / or corporate or commercial law, with a strong emphasis on regulatory compliance in the energy, solar, and mobility sectors.
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B. Riley is nationally recognized and highly ranked for its proprietary small-cap equity research. They maintain direct contact with Institutional Investors (clients) to, among other responsibilities, facilitate meetings, conference calls, deliver written research, and develop business relationships with assigned institutional accounts Also, the successful candidate must have the capability to generate revenue at levels exceeding goals determined by firm policies, practices, and regulatory requirements.
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Oversee an effective compliance program per DOJ and SEC guidance, including, e.g., internal investigations and reporting; anti-bribery and anti-corruption program controls and training; and other aspects of doing business with integrity and in accordance with evolving laws and regulations.
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15+ years of experience in regulatory law and compliance at a law firm or in-house. The Chief Compliance Officer and Head of Regulatory will lead CLEAR's Compliance and Regulatory teams within Legal while working with teams across the company to build products and programs consistent with global laws and regulations.
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Skills needed include demonstrated leadership experience, commitment to racial equity, strong relationship management experience, proven track record in fundraising, knowledge of affordable housing finance, excellent ability to support staff in succeeding, proven ability to foster teamwork, and track record of fostering a positive culture that aligns with diversity, equity, and inclusion goals.
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B. Riley Financial operates through several subsidiaries that offer a diverse range of complementary end-to-end capabilities spanning investment banking and institutional brokerage, private wealth and investment management, financial consulting, corporate restructuring, operations management, risk and compliance, due diligence, forensic accounting, litigation support, appraisal and valuation, auction and liquidation services.
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equity and inclusion regulatory compliance small business jobs Title: full time teller northeast Company: Wells Fargo in Lahaina, Hawaii
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