Managing Director, Broker Dealer FINOP

About UsDriveWealth is on a mission to make investing easier. We believe that everyone should have the ability to control their financial future, and that access to financial markets should not be limited by geography, wealth, or legacy systems. We are a global B2B financial technology organization dedicated to democratizing access to financial independence around the world. Our mission is realized through an API‑based platform, empowering our partners to offer seamless investing and trading experiences to clients worldwide, all from their mobile devices. Our technology provides partners with a modern, extensible toolkit, enabling traditional investment workflows and innovative techniques like fractional share ownership. DriveWealth has evolved into a global platform offering trading of US equities, mutual funds, ETFs, fixed income, and options.About the RoleAs Managing Director, Broker Dealer FINOP, you will be responsible for the regulatory financial reporting and compliance for the company’s broker dealers. You will report into the Chief Accounting Officer and work closely with Controllers, Legal, Compliance, Treasury and FPA teams. You will focus on the Finance team’s reporting infrastructure and make sure the broker dealers unit is equipped to scale and support DriveWealth’s growth strategy.What You’ll DoWork on day‑to‑day accounting and reporting responsibilities of self‑clearing custody and proprietary trading firmPrepare and submit accurate financial reports, including FOCUS filings and self‑clearing firm SEC reporting, in compliance with established deadlinesCalculate and monitor net capital position to meet regulatory requirementsDevelop and maintain policies and procedures to ensure integrity of financial reportingWork with the Controllers to ensure timely close of the company books and reporting of financial results in accordance with US GAAP every monthWork with Legal and Compliance teams on regulatory exams (FINRA/SEC) and communicationEnsure that operational processes are accurately reconciled to the accounting general ledger and comply with regulatory requirementsWork with Treasury on liquidity, funding, capital, clearing/trading deposits and other treasury‑related items pertaining to legal entities as neededCommunicate with senior management in identifying and resolving broker dealer issuesProvide support for all tax filings and annual auditsWhat You’ll Need8+ years of experience at clearing broker‑dealer in finance and accounting function5+ years of experience as Broker Dealer FINOPExperience with self‑clearing firm financial operations and reporting, stock loan/conduit/fully paid, proprietary trading business linesRevenue recognition for multiple asset classes (equities, fixed income, mutual funds)An understanding of financial reporting systems, procedures, and internal controlsStrong organizational skills, attention to detail and prioritization capabilitiesDemonstrated ability to manage multiple projects and adapt to changeAbility to effectively communicate and interact with all levels of managementSeries 27 preferred – must be willing to obtainCPA preferredCompensation & BenefitsCompensation package offerings are based on candidate experience and technical qualifications, as it relates to the role. These are identified and determined throughout your interviewing experience. Please note: this role is expected to come into our office on a cadence set by the Hiring Manager/Team. New York, NY (Hybrid) Pay Range: $200,000 USD – $235,000 USD.We also provide competitive compensation, equity, and a 401(k) match. We also offer full insurance coverage, wellness reimbursement, a company‑provided phone, and a personal development allowance. Finally, we value the time you spend away from the office with generous PTO, observed holidays, and extended leave.Work AuthorizationApplicants must be authorized to work for any employer in the U.S. DriveWealth is unable to sponsor or take over sponsorship of an employment visa at this time. DriveWealth requires all employees to provide original documentation verifying their work authorization on or before their first day of employment. For US-based roles: Applicants must be currently authorized to work in the United States on a full‑time basis without the need for current or future visa sponsorship. DriveWealth does not provide visa sponsorship or support for employment authorization, including transfers, at this time. Offers of employment are strictly contingent upon an individual’s ability to secure and maintain the legal right to work at the Company.Equal Employment OpportunityTo build technology and products that are used and loved by people and solve real‑world problems, we need to build a team with many different perspectives and experiences. We are an equal opportunity employer. We do not discriminate based on race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status. We encourage candidates from all backgrounds to apply.Agency DisclaimerDriveWealth does not accept agency resumes. Do not forward resumes to our jobs alias, employees, or any other organization location. DriveWealth is not responsible for any fees related to unsolicited resumes. #J-18808-Ljbffr