Compliance Associate (Chicago)

Compliance Associate - ChicagoCompensation: $80,000–$120,000Schedule: Hybrid, Chicago-basedA Chicago-based asset manager is seeking a Compliance Analyst to support core compliance and client reporting functions. This role reports to the CCO and offers exposure across compliance, legal, and operations within a lean team.Key responsibilities:Prepare client and mutual fund reportsAssist with regulatory filingsMonitor shareholder activity and applicable rulesMaintain compliance documentation (Code of Ethics, manuals, trade pre-clearance)Support RFP responsesQualifications:3+ years of compliance experience within asset management or a related fieldWorking knowledge of the Investment Company Act and Advisers ActStrong communication, analytical, and organizational skillsDetail-oriented, self-starterProficient in Microsoft OfficeAdditional Information:Personal Time Off (PTO) is offered on an accrual basis up to 184 hours a year, 13 Paid Holidays, and up to 6 weeks of Paid Parental Leave. PTO and holiday hours are prorated based on hire date within the calendar year.Paid Sick LeaveBenefit offerings for full-time employment include medical, dental, vision, term life and AD&D insurance, short-term and long-term disability, additional voluntary benefits, commuter benefits, wellness plans, and a 401k planAnnual discretionary bonus based on individual performanceEqual Opportunity Employer/Veterans/DisabledTo read our Candidate Privacy Information Statement, which explains how we will use your information, please navigate toThe Company will consider qualified applicants with arrest and conviction records in accordance with federal, state, and local laws and/or security clearance requirements, including, as applicable:• The California Fair Chance Act• Los Angeles City Fair Chance Ordinance• Los Angeles County Fair Chance Ordinance for Employers• San Francisco Fair Chance Ordinance