Registered Investment Advisor

Title: Registered Investment Advisor (RIA)Location: Nationwide (U.S.)Pay: Commission-based, typically around 1% of assets under managementJob Description:Our client, a leading financial services firm, has ongoing opportunities for Registered Investment Advisors across the U.S., allowing candidates to remain in their current location. This is an ongoing search.Unlike traditional job searches, this is not a salaried position. We seek established Registered Investment Advisors (RIAs) who have built a book of business exceeding $30 million in client assets . These professionals manage investment portfolios and earn revenue through commissions based on assets under management.Ideal Candidate Profile:Typically has 20+ years of experience in wealth managementManages a minimum of $30-$40 million in client assetsCurrently an independent advisor or part of a small teamLooking for solutions to ease compliance burdens and focus more on client acquisition and managementMay seek to join a larger practice with increased support and infrastructureInterested in succession planning or a structured exit strategyBased in North America with no active non-compete or non-solicit agreementsNot recently terminated from an advisory roleWhy Consider This Opportunity?Many independent RIAs struggle with the increasing complexity of compliance regulations and back-office operations , which can detract from their ability to focus on client growth. Our client provides advisors with:Class A office facilities and operational supportA robust infrastructure for compliance, marketing, and portfolio managementSuccession planning options for retirement or exit strategiesA network of established advisors and access to extensive investor resourcesFlexible support structures that allow advisors to scale their businesses while retaining autonomyOur wealth advisory partners offer tailored solutions to match advisors with firms that align with their goals and business models.Available Structures & Benefits:Depending on the advisor's goals, potential offerings include:Base salary (for certain structures)Comprehensive benefitsDedicated office facilitiesOperational & marketing supportCompliance expertise to reduce regulatory burdensAdvisors seeking growth, stability, or succession planning will find multiple paths that align with their long-term vision. Many advisors have grown their businesses as much as possible independently, and we offer strategies to unlock exponential growth through acquisitions, structured scaling, and enterprise-level transitions.If you're a financial advisor looking to optimize your business model, simplify operations, or develop an exit plan, we can provide options to help you achieve your goals.Please Note: To ensure confidentiality and maximize potential earnings, all inquiries and applications should be directed through our firm. Do not apply directly to financial firms, as this may forfeit potential benefits and structured opportunities we can offer.Must-Haves / Requirements Summary:Active RIA status with a verifiable book of business exceeding $30 million20+ years of experience managing client assetsU.S.-based advisor with the ability to transition clientsNo active non-compete or non-solicit agreementsSeeking enhanced infrastructure, growth opportunities, or succession planning#J-18808-Ljbffr