{"schemaVersion":"jobsearcher.job.v1","id":"bc4c4b8e04e1e40a3af3c192","url":"https://jobsearcher.com/jobs/bc4c4b8e04e1e40a3af3c192","canonicalUrl":"https://jobsearcher.com/jobs/bc4c4b8e04e1e40a3af3c192","title":"Execution Services Analyst","description":"We’re Hiring – Execution Services Analyst\nLocation: Chicago, IL (Hybrid)\nPhillip Capital Inc., located in Chicago, is dually registered with the SEC/FINRA as a self-clearing Broker Dealer and the Commodity Futures Trading Commission (CFTC) as a registered Futures Commission Merchant (FCM) serving the financial community with customized clearing, custody and global market access solutions.\nWhat We Offer\nWe provide an environment where you can grow your skills and make meaningful, visible contributions to your team and the broader organization. Our culture is built on integrity, accountability, open communication, and continuous improvement, with a focus on building for the long term. Our office, located in the iconic Board of Trade Building, offers convenient access to Metra and CTA lines and is steps away from restaurants, parks, shopping, and cultural institutions. Building amenities include an onsite gym, indoor bicycle parking, a game room, and a rooftop deck with exceptional views.\nAbout the Role\nWe’re looking for a detail‑oriented Execution Services Analyst to support day‑to‑day trading operations across futures, equities, and options in a self‑clearing broker‑dealer and FCM environment. In this role, you’ll partner closely with clients and brokers to manage market access, connectivity, and the full spectrum of trading‑related issues. You will collaborate with Customers, Clearing, Technology, Compliance, and Risk to ensure accurate trade capture, timely clearing and settlement, effective exception management, and strict regulatory adherence across multiple markets and asset classes. This position is ideal for someone who thrives in a fast‑paced operational environment, values precision and control, and enjoys driving continuous process improvements.\nWhat You Will Do\nMonitor real-time trade flow across various execution platforms to ensure all trades are captured accurately and timely.\nIdentify, investigate, and resolve trade discrepancies between front-office systems and clearing before market settlement.\nEnsure daily accuracy and timely submission of regulatory reports, including but not limited to CAT (Consolidated Audit Trail) and ESMA/MiFID II transaction reporting.\nAssist Compliance during internal and external audits by providing trade data, workflow documentation, and evidence of controls.\nMaintain platform risk controls in alignment with regulatory standards; monitor automated alerts and collaborate with Risk to address intraday margin breaches, collateral optimization, and credit limit exceptions.\nPartner with internal IT teams and technology partners to test and implement upgrades to the clearing infrastructure and integration with execution platforms.\nMaintain and update internal documentation to reflect changing market regulations and internal policy shifts.\nProvide first-line support delivering rapid resolution for operational queries, trade modifications and systems changes while ensuring all amendments remain within the firm’s established risk and regulatory parameters.\nQualifications\nMinimum 5 years of professional experience in trade support or middle-office operations, specifically within a self-clearing broker-dealer, FCM, clearing exchange or proprietary trading firm.\nSeries 7 certification is required. Series 3 certification is highly preferred.\nProficient understanding of the trade lifecycle, including execution, enrichment, clearing, and final settlement processes.\nExperience working with clearing houses such as DTCC/NSCC, OCC, or CME Clearing.\nExperience with industry-standard Order Management Systems, derivatives trading platforms and clearing systems.\nStrong ability to perform complex cash and position reconciliations and resolve trade breaks in a time-sensitive environment.\nIntermediate to advanced proficiency in Excel (VLOOKUPs, Pivot Tables, Macro) and experience with manipulating large data sets for order extraction and trade reconciliation is highly preferred.\nProven familiarity with industry regulations and recordkeeping requirements (e.g., FINRA, SEC, CFTC, and specific exchange rules).\nAbility to work a flexible schedule, including early morning or late evening shifts, to align with global market opens/closes and \"follow the sun\" hand-off protocols.\nDegree in business, finance, economics, computer science, engineering or related field.\nTo be considered for this position, please apply via LinkedIn or submit a resume directly to careers@phillipcapital.com with “Execution Services” in the subject line. Phillip Capital Inc. will not consider candidates sent by recruiters for this position.\nJob Type: Full-time\nPay: $95,000.00 - $115,000.00 per year\nBenefits:\n401(k)\n401(k) matching\nDental insurance\nHealth insurance\nHealth savings account\nLife insurance\nPaid parental leave\nPaid time off\nParental leave\nVision insurance\nApplication Question(s):\nWill you, now or in the future, require sponsorship for employment visa status (e.g. H-1B visa status)?\nEducation:\nBachelor's (Preferred)\nExperience:\ntrade support or middle-office operations: 5 years (Required)\nLicense/Certification:\nSeries 7 (Required)\nSeries 3 (Preferred)\nAbility to Commute:\nChicago, IL 60604 (Required)\nWork Location: Hybrid remote in Chicago, IL 60604","company":"Phillip Capital","rawCompany":"phillip capital","city":"Chicago","state":"IL","isRemote":false,"isActive":false,"createdAt":"2026-04-09T08:10:45.762Z","occupations":[{"code":"43-4011.00","title":"Brokerage Clerks","slug":"brokerage-clerks"},{"code":"41-3031.00","title":"Securities, Commodities, and Financial Services Sales Agents","slug":"securities-commodities-and-financial-services-sales-agents"},{"code":"13-2099.00","title":"Financial Specialists, All Other","slug":"financial-specialists-all-other"}],"industries":[{"code":"523150","title":"Investment Banking and Securities Intermediation","slug":"investment-banking-and-securities-intermediation"},{"code":"523160","title":"Commodity Contracts Intermediation","slug":"commodity-contracts-intermediation"},{"code":"523910","title":"Miscellaneous Intermediation","slug":"miscellaneous-intermediation"}],"jobPosting":{"@context":"https://schema.org","@type":"JobPosting","title":"Execution Services Analyst","description":"We’re Hiring – Execution Services Analyst\nLocation: Chicago, IL (Hybrid)\nPhillip Capital Inc., located in Chicago, is dually registered with the SEC/FINRA as a self-clearing Broker Dealer and the Commodity Futures Trading Commission (CFTC) as a registered Futures Commission Merchant (FCM) serving the financial community with customized clearing, custody and global market access solutions.\nWhat We Offer\nWe provide an environment where you can grow your skills and make meaningful, visible contributions to your team and the broader organization. Our culture is built on integrity, accountability, open communication, and continuous improvement, with a focus on building for the long term. Our office, located in the iconic Board of Trade Building, offers convenient access to Metra and CTA lines and is steps away from restaurants, parks, shopping, and cultural institutions. Building amenities include an onsite gym, indoor bicycle parking, a game room, and a rooftop deck with exceptional views.\nAbout the Role\nWe’re looking for a detail‑oriented Execution Services Analyst to support day‑to‑day trading operations across futures, equities, and options in a self‑clearing broker‑dealer and FCM environment. In this role, you’ll partner closely with clients and brokers to manage market access, connectivity, and the full spectrum of trading‑related issues. You will collaborate with Customers, Clearing, Technology, Compliance, and Risk to ensure accurate trade capture, timely clearing and settlement, effective exception management, and strict regulatory adherence across multiple markets and asset classes. This position is ideal for someone who thrives in a fast‑paced operational environment, values precision and control, and enjoys driving continuous process improvements.\nWhat You Will Do\nMonitor real-time trade flow across various execution platforms to ensure all trades are captured accurately and timely.\nIdentify, investigate, and resolve trade discrepancies between front-office systems and clearing before market settlement.\nEnsure daily accuracy and timely submission of regulatory reports, including but not limited to CAT (Consolidated Audit Trail) and ESMA/MiFID II transaction reporting.\nAssist Compliance during internal and external audits by providing trade data, workflow documentation, and evidence of controls.\nMaintain platform risk controls in alignment with regulatory standards; monitor automated alerts and collaborate with Risk to address intraday margin breaches, collateral optimization, and credit limit exceptions.\nPartner with internal IT teams and technology partners to test and implement upgrades to the clearing infrastructure and integration with execution platforms.\nMaintain and update internal documentation to reflect changing market regulations and internal policy shifts.\nProvide first-line support delivering rapid resolution for operational queries, trade modifications and systems changes while ensuring all amendments remain within the firm’s established risk and regulatory parameters.\nQualifications\nMinimum 5 years of professional experience in trade support or middle-office operations, specifically within a self-clearing broker-dealer, FCM, clearing exchange or proprietary trading firm.\nSeries 7 certification is required. Series 3 certification is highly preferred.\nProficient understanding of the trade lifecycle, including execution, enrichment, clearing, and final settlement processes.\nExperience working with clearing houses such as DTCC/NSCC, OCC, or CME Clearing.\nExperience with industry-standard Order Management Systems, derivatives trading platforms and clearing systems.\nStrong ability to perform complex cash and position reconciliations and resolve trade breaks in a time-sensitive environment.\nIntermediate to advanced proficiency in Excel (VLOOKUPs, Pivot Tables, Macro) and experience with manipulating large data sets for order extraction and trade reconciliation is highly preferred.\nProven familiarity with industry regulations and recordkeeping requirements (e.g., FINRA, SEC, CFTC, and specific exchange rules).\nAbility to work a flexible schedule, including early morning or late evening shifts, to align with global market opens/closes and \"follow the sun\" hand-off protocols.\nDegree in business, finance, economics, computer science, engineering or related field.\nTo be considered for this position, please apply via LinkedIn or submit a resume directly to careers@phillipcapital.com with “Execution Services” in the subject line. Phillip Capital Inc. will not consider candidates sent by recruiters for this position.\nJob Type: Full-time\nPay: $95,000.00 - $115,000.00 per year\nBenefits:\n401(k)\n401(k) matching\nDental insurance\nHealth insurance\nHealth savings account\nLife insurance\nPaid parental leave\nPaid time off\nParental leave\nVision insurance\nApplication Question(s):\nWill you, now or in the future, require sponsorship for employment visa status (e.g. H-1B visa status)?\nEducation:\nBachelor's (Preferred)\nExperience:\ntrade support or middle-office operations: 5 years (Required)\nLicense/Certification:\nSeries 7 (Required)\nSeries 3 (Preferred)\nAbility to Commute:\nChicago, IL 60604 (Required)\nWork Location: Hybrid remote in Chicago, IL 60604","datePosted":"2026-04-09T08:10:45.762Z","dateModified":"2026-04-09T08:10:45.762Z","hiringOrganization":{"@type":"Organization","name":"Phillip Capital","sameAs":"https://jobsearcher.com"},"jobLocation":{"@type":"Place","address":{"@type":"PostalAddress","addressLocality":"Chicago","addressRegion":"IL","addressCountry":"US"}},"identifier":{"@type":"PropertyValue","name":"JobSearcher","value":"bc4c4b8e04e1e40a3af3c192"},"url":"https://jobsearcher.com/jobs/bc4c4b8e04e1e40a3af3c192"}}