{"schemaVersion":"jobsearcher.job.v1","id":"abbac7212591c6a61ab1b45e","url":"https://jobsearcher.com/jobs/abbac7212591c6a61ab1b45e","canonicalUrl":"https://jobsearcher.com/jobs/abbac7212591c6a61ab1b45e","title":"Controller","description":"Job Description A financial services enterprise that owns and operates a network of industry-leading firms that empower independent financial advisors is seeking a Controller to lead accounting, financial reporting, and regulatory operations for a growing Wealth Management and Broker-Dealer firm. This individual will oversee core accounting functions, ensure SEC and Client compliance, maintain internal controls, and provide financial support to leadership. The ideal candidate will have strong broker-dealer reporting experience and knowledge of net capital requirements. Responsibilities • Manage daily accounting operations including general ledger, AP/AR, payroll, fixed assets, and month-end close • Prepare monthly, quarterly, and annual financial statements in accordance with GAAP • Support budgeting, forecasting, and cash flow management • Develop financial reporting packages for leadership and stakeholders • Coordinate audits, tax filings, and regulatory examinations Qualifications • Bachelor's degree in Accounting, Finance, or related field • 3 -8 years of accounting or finance experience within Financial Services, Wealth Management, or RIA and Broker-Dealer environments • Strong knowledge of broker-dealer reporting, FOCUS reports, Client and Client/SEC regulations • Experience with introducing broker-dealer structures and net capital requirements • Advanced GAAP and financial reporting knowledge • Strong Excel and accounting systems experience • Experience managing audits and regulatory reviews Meet Your Recruiter Byron Johnson","company":"Phaxis","rawCompany":"phaxis","city":"Schaumburg","state":"IL","isRemote":false,"isActive":false,"createdAt":"2026-07-13T00:31:39.135Z","occupations":[{"code":"11-3031.01","title":"Treasurers and Controllers","slug":"treasurers-and-controllers"},{"code":"13-2011.00","title":"Accountants and Auditors","slug":"accountants-and-auditors"},{"code":"13-2099.00","title":"Financial Specialists, All Other","slug":"financial-specialists-all-other"}],"industries":[{"code":"523940","title":"Portfolio Management and Investment Advice","slug":"portfolio-management-and-investment-advice"},{"code":"523999","title":"Miscellaneous Financial Investment Activities","slug":"miscellaneous-financial-investment-activities"},{"code":"523991","title":"Trust, Fiduciary, and Custody Activities","slug":"trust-fiduciary-and-custody-activities"}],"jobPosting":{"@context":"https://schema.org","@type":"JobPosting","title":"Controller","description":"Job Description A financial services enterprise that owns and operates a network of industry-leading firms that empower independent financial advisors is seeking a Controller to lead accounting, financial reporting, and regulatory operations for a growing Wealth Management and Broker-Dealer firm. This individual will oversee core accounting functions, ensure SEC and Client compliance, maintain internal controls, and provide financial support to leadership. The ideal candidate will have strong broker-dealer reporting experience and knowledge of net capital requirements. Responsibilities • Manage daily accounting operations including general ledger, AP/AR, payroll, fixed assets, and month-end close • Prepare monthly, quarterly, and annual financial statements in accordance with GAAP • Support budgeting, forecasting, and cash flow management • Develop financial reporting packages for leadership and stakeholders • Coordinate audits, tax filings, and regulatory examinations Qualifications • Bachelor's degree in Accounting, Finance, or related field • 3 -8 years of accounting or finance experience within Financial Services, Wealth Management, or RIA and Broker-Dealer environments • Strong knowledge of broker-dealer reporting, FOCUS reports, Client and Client/SEC regulations • Experience with introducing broker-dealer structures and net capital requirements • Advanced GAAP and financial reporting knowledge • Strong Excel and accounting systems experience • Experience managing audits and regulatory reviews Meet Your Recruiter Byron Johnson","datePosted":"2026-07-13T00:31:39.135Z","dateModified":"2026-07-13T00:31:39.135Z","hiringOrganization":{"@type":"Organization","name":"Phaxis","sameAs":"https://jobsearcher.com"},"jobLocation":{"@type":"Place","address":{"@type":"PostalAddress","addressLocality":"Schaumburg","addressRegion":"IL","addressCountry":"US"}},"identifier":{"@type":"PropertyValue","name":"JobSearcher","value":"abbac7212591c6a61ab1b45e"},"url":"https://jobsearcher.com/jobs/abbac7212591c6a61ab1b45e"}}