Licensed Financial Consultant

Duration: 6+ Months (Possibility of Extension/Conversion)Location: St Louis, MO (Hybrid)SummaryLooking for professionals with an active Series 7 license and brokerage/compliance or risk experience to handle client inquiries, manage escalated FINRA complaints, and support brokerage operations.Key ResponsibilitiesHandle client queries related to brokerage accounts, transactions, and investmentsManage and resolve escalated FINRA complaintsPerform operational tasks (account maintenance, trade corrections, documentation)Ensure compliance with regulations and internal controlsCollaborate with advisors and internal teams to resolve issues and improve processesRequired QualificationsSeries 7 certified (mandatory)Experience in brokerage, compliance, QA, or riskStrong analytical, communication, and problem-solving skillsEEO"Mindlance is an Equal Opportunity Employer and does not discriminate in employment on the basis of – Minority/Gender/Disability/Religion/LGBTQI/Age/Veterans."#J-18808-Ljbffr