Paralegal

Benefits:401(k) matchingBonus based on performanceCompetitive salaryDental insuranceFlexible scheduleOpportunity for advancementPaid time offParental leaveTraining & developmentVision insurance Title: Paralegal Location: Smithtown, NY (In-Office)Company: CXG ( )CXG is seeking a detail-oriented Paralegal.This role works directly with the Director of Operations and senior leadership to prepare and manage filings, coordinate regulatory processes, and support client engagements. This is a unique opportunity to gain hands-on experience working directly with regulators in a fast-growing consulting firm.What You'll DoDraft, review, and format regulatory filings and supporting documentsAssist in drafting corporate documents, including resolutions and related materialsTrack application progress and maintain compliance timelinesSupport internal legal and compliance teamsOrganize and maintain documents in cloud-based systemsCommunicate with clients and internal stakeholders on a daily basisWork with in-house attorney's on legal tasksQualificationsBachelor's degree3-5 years experience in legal, compliance, or similar fieldParalegal experience or legal support background preferredExperience drafting corporate documents (resolutions, agreements, etc.) is a plusStrong attention to detail and organizational skillsExcellent writing and document formatting skills (Microsoft Word proficiency required)Ability to manage multiple projects simultaneouslyStrong communication skills and comfort working with senior professionalsNice to Have (Not Required)Exposure to FINRA, SEC, or other regulatorsExperience with regulatory filings or structured documentationToolsMicrosoft Word (advanced formatting required)Excel, OutlookOneDrive or similar cloud-based document systemsWhy Join CXGClear path to grow into senior compliance & legal rolesWork closely with experienced leadershipFast-paced, high-growth environmentCompensation & BenefitsSalary: $60,000 - $70,000 (based on experience)Performance-based bonusesPTOHealth, dental, and vision benefitsThis is a full-time, in-office position based in Smithtown, NY (Monday-Friday, 40 hours per week). This role is ideal for someone highly organized, detail-oriented, and interested in building a long-term career in financial services, compliance, and regulatory operations.Compensation: $60,000.00 - $70,000.00 per yearAbout CXGCompliance Exchange Group (CXG) supports broker-dealers and financial services firms as they navigate complex regulatory environments and build sustainable, compliant businesses. We specialize in broker-dealer consulting and Chief Compliance Officer outsourcing, providing end-to-end support across compliance and finance functions.Our team includes experienced professionals serving in roles such as:Chief Compliance OfficersFINOPsLicensed PrincipalsSeries 4 - Registered OptionsSeries 24 - General SecuritiesSeries 79 - Investment BankingCXG professionals bring deep, practical experience. Many have helped build broker-dealers from the ground up and have held leadership roles including CEO, CFO, CCO, FINOP, and board positions. This real-world background allows us to approach our work thoughtfully, pragmatically, and with a strong understanding of how firms grow.We work with startups seeking FINRA approval as well as small- to mid-sized firms looking to scale responsibly. Our focus is on delivering solutions that are practical, collaborative, and built to last.