{"schemaVersion":"jobsearcher.job.v1","id":"2d92bb36e3b2bd78b382625f","url":"https://jobsearcher.com/jobs/2d92bb36e3b2bd78b382625f","canonicalUrl":"https://jobsearcher.com/jobs/2d92bb36e3b2bd78b382625f","title":"Registered Client Associate","description":"D.A. Davidson Companies is an independent, employee‑owned company with a rich history spanning 90 years. We are dedicated to conducting our business in accordance with the highest standards of integrity and ethics, and delivering outstanding service to our clients and each other. We support a friendly, open and supportive culture, and encourage candid communication and productive engagement that make our companies and each of us better. Just as we work to improve our clients’ financial well‑being, we also work to strengthen local communities—and giving back is one of our core values. You can learn more about our company culture and impact in our latest annual report.\nSummary / Function We are currently seeking an exceptional individual to join a dynamic and high‑producing team in our Everett, WA office. This team‑critical role requires outstanding attention to detail, the ability to balance multiple requests, outstanding client service skills, and a high level of integrity and confidentiality with respect to client, FA, branch and company information.\nPrimary Qualifications Successful completion of the (SIE) Securities Industry Essentials and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63/65]) or the ability to obtain licensing is required.\nSignificant knowledge of the securities industry, its operations and products to include stocks, bonds, margin accounts, options, mutual funds, annuities and insurance products.\nAt least two years previous experience as a Registered Client Associate.\nPost‑Secondary education preferred.\nSolid technology skills (Microsoft Word, Excel and Outlook). Experience with Thomson ONE, Envestnet, CRM, Money Guide Pro preferred.\nExcellent communication (written and verbal), problem solving and client service skills.\nStrong attention to detail and accuracy including the ability to perform semi‑advanced math.\nProven ability to manage multiple demands and competing priorities in a deadline‑oriented environment.\nAbility to maintain regular, predictable attendance and to work overtime as needed.\nPrimary Duties Provide exceptionally professional and courteous customer service supporting client satisfaction including effectively articulating certain requirements in a regulatory environment.\nAdherence to all Branch, Firm and Compliance policies, procedures, rules and regulations.\nReview, maintain and process account documents and information – Inform FA of meaningful information and activities related to client accounts and transactions including suspicious activity.\nAssist FA with comprehensive financial plans for current and prospective clients.\nAssist FA in developing and implementing periodic client mailings, communications and events.\nFacilitate the transfer of client funds and/or securities and the issuance of checks upon request.\nEnter orders to include buy/sell stock and bond trades, sell stop orders, option and margin trades and mutual funds.\nProvide administrative support, including but not limited to phone, correspondence, appointments, filing and other projects as assigned by the FA and/or Branch Manager.\nOther projects and duties as assigned.\nWhat We Offer Competitive salary plus excellent benefits and perks including, but not limited to:\nMedical, Dental and Vision\nCompany 401(k) and ESOP contribution\nGenerous sick, vacation, and maternity/parental leave\nPaid holidays\nProfessional Development Opportunities\nTuition Reimbursement ($15,000 lifetime cap)\nDiscounted personal insurance including home, auto and recreational vehicles\nCharitable gift‑matching program\nDavidson Day of Giving – Our tradition of positively impacting communities in which we live and work.\nThe potential hiring range for this role is $55,000 to $65,000 annually. The compensation offered will be determined on a case‑by‑case basis considering a variety of factors including, but not limited to, the skills, relevant work experience, and geographic location of each specific candidate.\nD.A. Davidson has been in business for over 87 years! As an employee‑owned company, our success is driven by our high standards of business ethics, integrity and the belief that our Associates are our most important assets. We hope you will consider joining us!\nAt D.A. Davidson, we are committed to fostering a diverse environment that supports the development and inclusivity of all employees.\nWe are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.\nCalifornia applicants, please see D.A. Davidson’s California Resident Privacy Policy.\n\n#J-18808-Ljbffr","company":"Dadavidson","rawCompany":"dadavidson","city":"Everett","state":"WA","isRemote":false,"isActive":false,"createdAt":"2026-07-14T03:24:49.332Z","occupations":[{"code":"41-3031.00","title":"Securities, Commodities, and Financial Services Sales Agents","slug":"securities-commodities-and-financial-services-sales-agents"},{"code":"41-9099.00","title":"Sales and Related Workers, All Other","slug":"sales-and-related-workers-all-other"},{"code":"43-4011.00","title":"Brokerage Clerks","slug":"brokerage-clerks"}],"industries":[{"code":"523940","title":"Portfolio Management and Investment Advice","slug":"portfolio-management-and-investment-advice"},{"code":"523999","title":"Miscellaneous Financial Investment Activities","slug":"miscellaneous-financial-investment-activities"},{"code":"523991","title":"Trust, Fiduciary, and Custody Activities","slug":"trust-fiduciary-and-custody-activities"}],"jobPosting":{"@context":"https://schema.org","@type":"JobPosting","title":"Registered Client Associate","description":"D.A. Davidson Companies is an independent, employee‑owned company with a rich history spanning 90 years. We are dedicated to conducting our business in accordance with the highest standards of integrity and ethics, and delivering outstanding service to our clients and each other. We support a friendly, open and supportive culture, and encourage candid communication and productive engagement that make our companies and each of us better. Just as we work to improve our clients’ financial well‑being, we also work to strengthen local communities—and giving back is one of our core values. You can learn more about our company culture and impact in our latest annual report.\nSummary / Function We are currently seeking an exceptional individual to join a dynamic and high‑producing team in our Everett, WA office. This team‑critical role requires outstanding attention to detail, the ability to balance multiple requests, outstanding client service skills, and a high level of integrity and confidentiality with respect to client, FA, branch and company information.\nPrimary Qualifications Successful completion of the (SIE) Securities Industry Essentials and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63/65]) or the ability to obtain licensing is required.\nSignificant knowledge of the securities industry, its operations and products to include stocks, bonds, margin accounts, options, mutual funds, annuities and insurance products.\nAt least two years previous experience as a Registered Client Associate.\nPost‑Secondary education preferred.\nSolid technology skills (Microsoft Word, Excel and Outlook). Experience with Thomson ONE, Envestnet, CRM, Money Guide Pro preferred.\nExcellent communication (written and verbal), problem solving and client service skills.\nStrong attention to detail and accuracy including the ability to perform semi‑advanced math.\nProven ability to manage multiple demands and competing priorities in a deadline‑oriented environment.\nAbility to maintain regular, predictable attendance and to work overtime as needed.\nPrimary Duties Provide exceptionally professional and courteous customer service supporting client satisfaction including effectively articulating certain requirements in a regulatory environment.\nAdherence to all Branch, Firm and Compliance policies, procedures, rules and regulations.\nReview, maintain and process account documents and information – Inform FA of meaningful information and activities related to client accounts and transactions including suspicious activity.\nAssist FA with comprehensive financial plans for current and prospective clients.\nAssist FA in developing and implementing periodic client mailings, communications and events.\nFacilitate the transfer of client funds and/or securities and the issuance of checks upon request.\nEnter orders to include buy/sell stock and bond trades, sell stop orders, option and margin trades and mutual funds.\nProvide administrative support, including but not limited to phone, correspondence, appointments, filing and other projects as assigned by the FA and/or Branch Manager.\nOther projects and duties as assigned.\nWhat We Offer Competitive salary plus excellent benefits and perks including, but not limited to:\nMedical, Dental and Vision\nCompany 401(k) and ESOP contribution\nGenerous sick, vacation, and maternity/parental leave\nPaid holidays\nProfessional Development Opportunities\nTuition Reimbursement ($15,000 lifetime cap)\nDiscounted personal insurance including home, auto and recreational vehicles\nCharitable gift‑matching program\nDavidson Day of Giving – Our tradition of positively impacting communities in which we live and work.\nThe potential hiring range for this role is $55,000 to $65,000 annually. The compensation offered will be determined on a case‑by‑case basis considering a variety of factors including, but not limited to, the skills, relevant work experience, and geographic location of each specific candidate.\nD.A. Davidson has been in business for over 87 years! As an employee‑owned company, our success is driven by our high standards of business ethics, integrity and the belief that our Associates are our most important assets. We hope you will consider joining us!\nAt D.A. Davidson, we are committed to fostering a diverse environment that supports the development and inclusivity of all employees.\nWe are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.\nCalifornia applicants, please see D.A. Davidson’s California Resident Privacy Policy.\n\n#J-18808-Ljbffr","datePosted":"2026-07-14T03:24:49.332Z","dateModified":"2026-07-14T03:24:49.332Z","hiringOrganization":{"@type":"Organization","name":"Dadavidson","sameAs":"https://jobsearcher.com"},"jobLocation":{"@type":"Place","address":{"@type":"PostalAddress","addressLocality":"Everett","addressRegion":"WA","addressCountry":"US"}},"identifier":{"@type":"PropertyValue","name":"JobSearcher","value":"2d92bb36e3b2bd78b382625f"},"url":"https://jobsearcher.com/jobs/2d92bb36e3b2bd78b382625f"}}