Chief Compliance Officer

Oversee adherence to applicable banking, financial services, and regulatory requirements at the federal, state, and internal policy levels. Support the development and execution of enterprise-wide compliance risk management strategies.Lead and develop the compliance function by managing team performance, fostering professional growth, and ensuring operational effectiveness across assigned responsibilities.Evaluate proposed products, services, operational changes, and business initiatives to assess regulatory impact, policy alignment, and risk considerations. Coordinate with internal stakeholders and external advisors when necessary.Advise senior leadership on compliance-related matters and support the creation, implementation, and maintenance of internal policies, controls, and governance procedures.Maintain oversight of financial crime compliance programs, including risk assessments, internal controls, sanctions screening processes, monitoring procedures, and related reporting obligations.Design and execute compliance monitoring and testing activities, including remediation planning, issue tracking, and cross-functional coordination to support regulatory readiness.Prepare and deliver reporting materials for executive leadership and affiliated oversight groups, including summaries of monitoring activities, risk findings, investigations, and recommended corrective actions.Manage regulatory review processes, examinations, inquiries, and audit-related activities, ensuring timely coordination of documentation, responses, and follow-up actions.Direct reviews and investigations involving potential compliance concerns, regulatory exceptions, or reporting irregularities, ensuring appropriate escalation and resolution procedures are followed.Promote awareness of compliance obligations throughout the organization by supporting training initiatives, policy communication, and employee guidance programs.Support operational compliance functions related to transaction monitoring, sanctions review workflows, escalation procedures, and regulatory reporting requirements, where applicable.Serve as a primary liaison for interactions with supervisory agencies and external reviewers, coordinating examination activities, information requests, meetings, and ongoing regulatory communications.Partner with business and operational leaders to strengthen frameworks for identifying, assessing, monitoring, and mitigating regulatory and compliance risk across business activities. #J-18808-Ljbffr