US Compliance Officer

We are seeking a hands-on US Compliance Officer to drive and support the build-out of our US regulatory presence. This role is ideal for an experienced compliance professional who is comfortable operating at both strategic and execution levels.You will play a key role in navigating US regulatory frameworks, designing and implementing compliance infrastructure, and supporting licensing efforts including potential:CFTC SEF (Swap Execution Facility) registrationCFTC Digital Commodity Exchange framework (subject to legislative developments)NYDFS BitLicense applicationThis is a hands on role, requiring a willingness to roll up sleeves across policy drafting, regulatory engagement, operational implementation, and ongoing compliance execution.The US Compliance Person is responsible for:Regulatory Strategy & LicensingLead and support US regulatory strategy across derivatives and digital assetsManage and contribute to licensing processes, including: CFTC SEF registrationNYDFS Bit License applicationPotential CFTC Digital Commodity Exchange authorisationAct as a key point of contact with US regulators (CFTC, NFA, NYDFS and others)Policy & Framework DevelopmentDraft, implement, and maintain compliance policies and procedures including: Market conduct and surveillanceAML/KYC and financial crime controlsTrade and transaction reportingGovernance and internal controlsEnsure alignment with both US frameworks and existing UK/Singapore regulatory obligationsExecution & OperationsSupport day-to-day compliance operations across US-related activitiesBuild and implement regulatory reporting processes (CFTC, NFA, state regulators)Establish and oversee monitoring, surveillance, and control frameworksAssist with onboarding processes and client due diligenceCross-Border CoordinationWork closely with compliance, legal, and operations teams in the UK and SingaporeEnsure consistency in global compliance standards while adapting to US regulatory requirementsRegulatory Change & AdvisoryMonitor US regulatory developments (including digital asset legislation)Advise senior management on regulatory risks and strategic opportunitiesTranslate regulatory developments into actionable internal changesSalary Range: $150,000 - $250,000RequirementsExperience5 -12+ years of experience in financial services compliance, preferably within: Trading venues (SEF, MTF, exchanges)FX, derivatives, or digital assetsDirect experience with US regulators (CFTC, NFA, NYDFS strongly preferred)Experience in licensing processes (SEF, BitLicense, ATS, or similar) highly desirableTechnical KnowledgeStrong understanding of: CFTC regulatory framework (especially SEFs and swaps)US market structure for derivatives and/or digital assetsrade reporting, market surveillance, and compliance controlsFamiliarity with cross-border regulatory frameworks (UK FCA, MAS) is a plusWorking StyleHighly hands-on and execution-orientedComfortable working in a lean, entrepreneurial environmentAbility to move between strategy and detailed implementationStrong drafting skills (policies, procedures, regulatory submissions)Personal AttributesProactive, pragmatic, and solutions-orientedStrong communicator with ability to engage regulators and internal stakeholdersComfortable building from scratch in a developing regulatory environmentBenefits25 days of holiday (PTO) Bonus Pension: 401K Private medical, dental, and vision coverage Life insurance TriNet Platform Wellness contribution program with access to ClassPass Plumm Platform Five volunteering days