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Moneta is a fiduciary fee-only Registered Investment Advisory firm and unable to hold securities licenses with the exception of Series 65. Implement investment recommendations via trading through Financial Custodial Systems (i.e. Schwab, Fidelity, etc.
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Foundational knowledge with all facets of fiduciary practices with superior knowledge of investments, trading, individual taxation, security analysis and portfolio structure. Provides support to team members that includes financial reports, asset and account reconciliation, compliance, trade activity, posting, fee collection and other related activities; ensures proper documentation and administration decisionsOversees the trust administration and compliance process, review trust documents, point out issues, provide guidance to client teams dealing with fiduciary matters.
Full-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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The Private Bank is focused on building long-term client relationships that are supported by a team of experienced advisors and highly credentialed specialists who provide a range of services, including investment management, trust and fiduciary solutions, financial and succession planning, philanthropic, specialty asset management, family office services, art services and custom credit solutions.
Full-timeExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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Work alongside an established sales and service support team, who will assist you in being successful within the role by managing client retention, lead generation, trading, and investment research, while you take on the responsibility to help our client's high-net-worth clientele reach their financial goals.
Full-timeExpandApply NowActive JobUpdated 8 days ago - UpvoteDownvoteShare Job
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Proficiency in company related technology, i.e. Market data & analysis (FactSet), performance reporting and account analysis (BlackDiamond), Portfolio trading software (Tamarac), Mutual Fund/ETF data and analysis (MorningStar), Salesforce CRM.
Full-timeExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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Experience with Trust accounting platforms (FIS AddVantage, SEI) and trading systems (Advent Moxy, Investor'sView) preferred but not required. As a member of the Simmons Bank Wealth Management team, this individual works within a fee-only, fiduciary standard of care environment to develop and grow meaningful relationships by providing personalized investment service for high-net-worth individuals, families, and institutions.
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Expert knowledge of overseeing the activities of a Bank trading desk, including Best Execution, Trading with Affiliates, and other fiduciary conflicts of interest. This Lead Compliance Officer will provide compliance leadership and guidance to the Private Wealth Investments team and the Bank trading desk.
$111,100 - $197,500 a yearFull-timeExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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Advise on ERISA, fiduciary duty, Internal Revenue Code, HIPAA, COBRA, vendor management and other issues related to qualified retirement plans, supplemental retirement plans, and health and welfare plans.
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Connecting and collaborating with key support areas (Trading, Product Management, Legal and Compliance, IT, Global Relationship Group) and across regions to ensure effective end-to-end investment processes.
Full-timeExpandApply NowActive JobUpdated 23 days ago - UpvoteDownvoteShare Job
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Job Description: The Investment Solutions Group (ISG) provides investment solutions, trading capabilities, fiduciary execution, advisor and client support for all Bank of America’s wealth channels including Merrill Lynch Wealth Management, BofA Private Bank and Merrill Edge. ISG serves around three and a half million clients and eighteen thousand advisors across these channels.
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Providing administrative coordination with trading, operations and client service teams. Our structured 10-week internship provides extensive on-the-job training where you are aligned to a high-performing client team to gain hands-on experience and knowledge to serve ultra-high-net-worth clients ranging from business owners to corporate executives to entrepreneurs and innovators.
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Orion Eclipse or Envestnet Tamarac trading experience highly preferred. Intelligence Driven Advisers (IDA) is a full-time fiduciary, process-driven, independent wealth management firm headquartered in Carlsbad, CA. Our goal is to deliver tailored financial solutions to high net worth individuals, families, and businesses.
$65,000 - $85,000 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Implement consistent metrics and risk management practices for the trading book and fiduciary managed accounts, with focuses on stress testing, internal risk, Volcker rule, and challenge of approved/watch lists of investments.
Part-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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This is an awesome opportunity to represent issuers and their directors and officers in securities and shareholder litigation and corporate governance matters including defending allegations of insider trading, misleading disclosures, M&A transactions, insufficient deal consideration, improper revenue recognition and other alleged accounting irregularities, self-dealing and breach of fiduciary duty, among other issues.
$250,000 - $370,000Full-timeExpandApply NowActive JobUpdated 8 days ago - UpvoteDownvoteShare Job
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Provides ongoing home office supervision/oversight function of investment advisory accounts to ensure supervisory integrity and compliance to ensure core fiduciary responsibilities are being met.
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