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Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more.
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Manage regulatory matters related to FINRA member broker-dealer subsidiary and three SEC-regulated Alternative Trading Systems (ATSs). Serve as a thought leader on relevant capital markets topics (e.g. market structure, capital formation, secondary trading, digital assets and cryptocurrencies); speak on panels, publish articles and liaise with media Base Salary: $225,000 to $250,000, DOE. Additional compensation includes discretionary annual cash bonus and discretionary restricted stock awards.
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We are looking for an Equity Trader / Specialist to responsible for the placing of all stock orders received from the representatives. Headquartered in New York City, Atria's broker-dealer and investment adviser subsidiaries empower financial institutions and independent financial professionals with a sophisticated set of tools, services, and capabilities that deepen client relationships and maximize efficiencies in their practices.
$40,000 - $60,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. Job Overview:LPL Financial is currently seeking an experienced Reporting & Analytics Manager with exceptional communication, analytical, and leadership skills.
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6+ years of experience in Finance, Accounting, Stock/Equity, Compensation, Human Resources, or related field. Executive Compensation responsibilities include producing compensation tables and narratives for the annual Proxy Statement, equity and expense forecasting and vendor management (captive broker, transfer agent.
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We are a seeking a Senior Compliance Officer experienced in broker dealer compliance functions that support the Operations, Finance, and Information Technology departments. Must have a strong understanding of a firm back-office and financial reporting functions such as reserve formula, FOCUS report, possession and control, stock record, general ledger, trade blotters, margin requirements, time critical regulatory functions (e.g., buy-ins, sell outs), record retention, access control procedures, and cybersecurity.
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Non-Commercial Specialist (Food Broker) Dallas We are seeking a results-oriented producer to be our next Non-Commercial Food Sales Specialist to be based in Dallas, TX. The ideal talent will report directly to our VP of Sales and should have prior experience within any of the following selling disciplines: sales/business development, account management, client relationship management, business to business, or direct/indirect selling environment.
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T3 Trading Group, LLC is an SEC-registered broker-dealer & Member of FINRA/SIPC. T3’s office headquarters is in lower Manhattan in the heart of the financial district. Stock Locate Inventory & Direct Market Access: Leverage our extensive tools to enhance your trading opportunities.
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Exemption from the PDT Rule: Operate beyond the restrictions of the Pattern Day Trader rule as a professional proprietary trader. Job Title: Equity Trader. All proprietary equities & options traders are licensed with the SIE (Securities Industry Essentials Exam) and Series 57 (Securities Trader Representative Exam.
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Pass-through fees for Market Exchange Data, FINRA (if required) and administrative costs. Bachelor's degree in finance, economics, mathematics, or a related field (or equivalent experience). Elite Trading Community: Engage with a network of professional traders for live trade discussions, market analysis, and real-time trade ideas.
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Depending on the position and division, this job may also be eligible for Truist's defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. The ideal candidate will have extensive experience in small group benefits, preferably with a broker background.
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Assists agents/brokers in presenting Company products to clients by attending client/broker meetings and enrollment meetings. The compensation package includes monthly bonuses for performance, exceeds industry norms, and this is a fully remote position.
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The AVP, CRE Portfolio Strategy will work across Corporate Real Estate and Human Resources functions and with business unit stakeholders to facilitate discussions on real estate opportunities and will structure integrated analytics to translate findings into action.
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Provides outstanding customer service and works well with the insured, and broker in the adjustment of mainstream casualty, specialty risks and business auto claims. Chubb offers a competitive compensation package and comprehensive benefits package including life, health and dental, vision, a generous retirement savings plan, disability coverage, stock purchase plan, flexible spending accounts, tuition reimbursement, and business casual dress.
$60,000 - $99,000 a yearFull-timeExpandUpdated 13 days ago - UpvoteDownvoteShare Job
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The support of internal trading desks, prime brokerage clients, stock loan counterparties and external brokers. Understanding of a broker dealer environment and key associated market risks.
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