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As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more.
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LPL Financial (Nasdaq: LPLA) is one of the fastest-growing Fortune 500 financial services firms, and the industry-leader in the markets we serve. ROLE OVERVIEWAs an Assistant Vice President you will collaborate with leaders in Finance, Corporate Development, and our Business Units to support our growth objectives.
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LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around.
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The Repapering Partner’s core responsibilities will be to create the New Account, Transfer (ACAT), and Move Money paperwork required to move the advisors business from their old broker dealer to LPL.
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At LPL, independence means that advisors have the freedom they deserve to choose the business model, services, and technology resources that allow them to run their perfect practice. LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum.
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If so, LPL Financial is the place for you! Knowledge of alerts and monitoring tools and system management tools for all environments and configuration management and Cloud orchestration tools, including Azure, VSTS, Ansible, Chef, Octopus, and ServiceNow.
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Expert understanding of the broker-dealer business model, various financial asset classes, various industry-standard applications and tools used by financial advisors. At LPL Financial we consider it our mission to take care of our advisors so they can take care of their clients.
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Responsibilities: Oversee and transform LPL’s Portfolio Accounting, Multi-Custody and Order Entry Technology through thought leadership and relevant experience as the teams work to define future state.
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15+ years of experience in Technology Risk Management or a similar field (e.g., Enterprise Risk Management (ERM), Operational Risk Management (ORM), Internal Audit, Compliance, Regulatory Relations, etc.
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EOE.Information on Interviews:LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum. At LPL, we believe that objective financial guidance is a fundamental need for everyone.
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Ideal candidate will have a strong understanding of the regulatory landscape applicable to broker-dealers, registered investment advisers, and insurance agencies including a familiarity with regulatory processes.
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LPL is searching for an AVP, Associate Counsel to work at a quickly growing Fortune 500 firm on transactional projects. Your recruiter will be happy to discuss all that LPL has to offer! During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicants bank or credit card.
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