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As the nation's leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play - such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more.
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Job Overview:As a Service Professional at LPL Financial, you will have the opportunity to learn financial services industry in a rich, supportive and entry level role that provides a deep experience and will be a catalyst for a career on one of the fastest growing industries.
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We are steadfast in our commitment to the advisor-centered model and the belief that Americans deserve access to personalized guidance from a financial advisor. LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around.
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Detailed knowledge of investments, fee-based platforms, asset management firms and competing broker/dealers Licenses/Certifications Required: FINRA Series 7, 63, and 65 or 66 required. in the markets we serve, supporting more than 18,000 financial advisors, 800 institution-based investment programs and 450 independent RIA firms nationwide.
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ROLE OVERVIEWAs a Senior Financial Analyst you will collaborate with leaders in Finance, Corporate Development, and our Business Units to support our growth objectives. KEY RESPONSIBILITIESStrategic Business PartnerUtilize data to tell a story and drive insights while tailoring messaging based on the audienceCreate accurate, compelling, and effective high-level presentations for executivesCollaborate with varying levels of business leadership and Finance colleaguesIn partnership with the business, review operating and financial results identifying variance drivers and levers to enhance performance.
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Minimum 2 years of phone sales experience, preferably debt settlement , merchant cash advance, stock broker, financial sales. This will entail training by veterans in financial phone sales mastery; ability to manage a pipeline through the life of a sale; closing at a high level and servicing clients in a fast-paced environment.
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Serves as an advisor to provide an advice-based approach to financial solutions for an assigned book of business. Employing ethical business practices to ensure full compliance of regulatory, broker dealer and institution requirementsDelivering a high quality customer service experience during each customer interactionBuilding strong relationships with retail branch staff, supporting and motivating their referral efforts.
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At LPL, we believe that objective financial guidance is a fundamental need for everyone. Possess 5+ years direct/equivalent experience with M&A activity within the financial services industry.
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Offer both brokerage and investment advisory services with American Portfolios (AP) through its subsidiaries: American Portfolios Financial Services, Inc. (APFS), a broker/dealer; and American Portfolios Advisors, Inc. (APA), a registered investment advisor.
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Proactively engage with advisor both virtually and in-person to drive financial planning adoption and implementation. Today, LPL is a leader in the markets we serve, supporting more than 23,000 financial advisors, 800 institution-based investment programs and 450 independent RIA firms nationwide.
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Review, interpret and verify prospective advisor prior firm financial statements. This includes financial analysis, underwriting, monitoring, collections, and reporting. Advisor Capital is tasked with all aspects of providing capital and pricing to LPL's advisors for assistance with recruiting, acquisitions, retention, and growth initiatives.
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To support this, we provide a competitive and rewarding compensation package which includes a competitive salary, incentive compensation opportunities, retirement plan with company match, health insurance, paid holidays, paid time off (PTO), paid community volunteer time and stock opportunities.
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Raymond James & Associates, Inc., member / , and Raymond James Financial Services, Inc., member / , are subsidiaries of Raymond James Financial, Inc. New York Stock Exchange SIPC FINRA SIPC.
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It is the parent company of a number of the world's leading risk experts and specialty consultants, including Marsh, the insurance broker and risk advisor; Guy Carpenter, the risk and reinsurance specialist; Mercer, the provider of HR and related financial advice and services; and Oliver Wyman, the management consultancy.
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LPL Financial is the nation’s largest independent broker-dealer. Day-to-day leadership level responsibility for multiple service teams organization delivering daily transactional support to over 20,000 industry personnel working inside financial institutions and independent financial planning and wealth management offices.
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