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Headquartered in New York City, Atria's broker-dealer and investment adviser subsidiaries empower financial institutions and independent financial professionals with a sophisticated set of tools, services, and capabilities that deepen client relationships and maximize efficiencies in their practices.
$40,000 - $60,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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As the nation's leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play - such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more.
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In the markets we serve, supporting more than 18,000 financial advisors, 800 institution-based investment programs, and 450 independent RIA firms nationwide. We are steadfast in our commitment to the advisor-centered model and the belief that Americans deserve access to personalized guidance from a financial advisor.
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The AVP, CRE Portfolio Strategy will work across Corporate Real Estate and Human Resources functions and with business unit stakeholders to facilitate discussions on real estate opportunities and will structure integrated analytics to translate findings into action.
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As an Assistant Vice President, Corporate FP&A, you will play an instrumental role in the analysis and reporting of LPL's consolidated financial performance. Manage consolidated financial reporting deliverables and communicate financial results to senior leadership.
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The Senior Technology Manager will work both independently and with other SIFMA staff advisers to monitor and address issues relevant to SIFMA Capital Markets committees that handle market structure and trading issues in all our markets, and broker/dealer and swap dealer regulation.
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MBA, CPA, or CFA. Coordinate with key stakeholders to complete monthly variance commentary compared to budget/forecast at the consolidated and business unit level. The team provides critical analytical support to executive leaders through financial analysis and visually compelling reporting of the company's consolidated financial results.
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Bachelor’s Degree strongly preferred with 3-5 years in a broker/dealer, RIA Back Office. Basic knowledge of Broker-Dealer and/or Advisory operations. Zacks Trade is an online broker serving active stock and option traders located in US and overseas.
Full-timeExpandApply NowActive JobUpdated 9 days ago - UpvoteDownvoteShare Job
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Understanding of Securities Processing operations and Broker/Dealer Compliance policies and procedures. The Restricted Stock Services team is charged with putting high net worth clients (including executive suite officers, corporate directors and holders of restricted stock) in a position to be able to sell shares by acquiring the accurate clearances and making regulatory filing as needed.
$85,000 - $144,000 a yearFull-timeExpandApply NowActive JobUpdated 7 days ago - UpvoteDownvoteShare Job
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7+ years’ experience in accounting and reporting at regulated financial services firms (FinTech, banking, payments, lending, broker dealer, crypto) and/or public accounting experience. We power neo-banks, broker-dealers, and payment groups to offer digital asset trading and custody, crypto-backed rewards and round-up programs.
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The primary role of the Client Service Associate (CSA) is to provide administrative support to an advisor or team of advisors, including any and all daily, monthly, and annual tasks. Would you like to help people improve their financial wellbeing and build wealth for their future while growing financial advisors' businesses.
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At least 6 years of experience managing highly complex and matrixed IT programs budgets up to $3M. We enable advisors to focus on their clients by reducing the complexity of running their practice and we support their business by offering enabling technology, comprehensive clearing and compliance services, practice management programs and training, and independent research.
$110,880 - $166,320 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Job Overview: Join our dynamic Artificial Intelligence Corporate Strategy team, dedicated to guiding the company through its AI driven digital transformation. We believe that the power of AI has the potential to disrupt our industry and reimagine our client experience.
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EMoney knowledge is required, MoneyGuide and/or RightCapital are a plus. Today, LPL is a leader in the markets we serve, supporting more than 23,000 financial advisors, 800 institution-based investment programs and 450 independent RIA firms nationwide.
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Apex Capital Holdings, LLC is an associated member of T3 Trading Group, LLC. T3 Trading Group, LLC is a registered SEC broker-dealer and member of the FINRA SIP. Comprehensive understanding of the stock market, trading principles, and finance.
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