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EOE Relevant Word Search: Registered Representative, Advisor, Adviser, Certified Financial Planner, CFP, Financial Consultant, Investment Manager, Investment services, Mutual Funds, Investments, Chartered Financial Consultant, CHFC, Sales, Banking, Broker, Financial Services, Financial Professional, Financial Advisor, Insurance Sales, Bankers, Finance, Retirement Planning, Estate Planning, 401k, Life and Casualty, Asset Management, Wealth Management, Series 7 Powered by JazzHR.
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A link to full descriptions of each series is provided for your review:HS Clinical Professor - see: Clinical X Professor - see: As a member of the Health Sciences Compensation Plan, the appointee should be aware that there are limitations on outside professional activities, and clinical moonlighting is expressly prohibited.
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FINRA Series 7 and Series 24. Allspring is a leading asset management firm with close to $465 billion of assets under management, 24 offices globally, and specialized investment teams supported by more than 480 investment professionals.
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FINRA Series 7/63 (Series 24 preferred) Knowledgeable of FINRA, DTCC, NSCC, OCC and SEC rules and securities trading processes and applicable regulations. FINRA Series 7/63 (Series 24 preferred.
$119,000 - $164,000 a yearFull-timeExpandApply NowActive JobUpdated 3 months ago - UpvoteDownvoteShare Job
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AVIM&O was established in 1992 and is a member practice of Chesapeake Veterinary Referral Center, an integrated specialty referral hospital with specialists in surgery, cardiology, neurology, advanced imaging, ophthalmology, radiation oncology, a VECCS Level II emergency and critical care practice with a 24/7 ICU service.
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In recent years, Bethel saw the strongest series of financial ratios in 25 years (as defined by the U.S. Department of Education), increased admissions visits by 60% and applications by 20%, doubled the number of fully online students and saw surges in programs like Math-Engineering (+24%), Christian Ministries (+53%), Biology (+118%), Kinesiology/Pre-Physical Therapy/Sport Management (+177%), and total Graduate Program increases of +47.
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A person is considered fully vaccinated two weeks after their second dose in a two-shot series, such as the Pfizer-BioNTech or Moderna vaccines, or two weeks after a single-dose vaccine, such as the J&J/Janssen vaccine.
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Registration as a licensed FINRA Registered Representative (SIE, Series 6/7 or equivalent license, and Series 63 if applicable), Registration as an Investment Advisor Representative (Series 65/66), Registration as a FINRA Securities Principal (Series 24/26.
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FINRA Series 7 and 24. Provide support to the Chief Risk & Compliance Officer, providing direction to the firm's compliance staff and working with legal counsel in dealing with regulatory agencies.
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Preferred Professional Experience: Minimum 2 years experience in a compliance function or similar role Hold the Series 7 and 24 FINRA licenses or be willing to pass exams in a reasonable period of time.
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Discover Our Culture Related Job Openings Field Development Supervisor (Mutual of Omaha Advisors) – Braintree, MA (Relocation Assistance Available) Massachusetts | 502701 Financial Representative Trainee -Phoenix, AZ Arizona | 502866 Financial Representative Trainee - Richmond, VA Virginia | 502873.
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Registration as a FINRA Securities Principal (Series 24/26). Registration as an Investment Advisor Representative (Series 65/66). Registration as a licensed FINRA Registered Representative (SIE, Series 6/7 or equivalent license, and Series 63 if applicable.
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Equitable is currently seeking someone to join our team as an Entry Level - Wealth Management VP professional to fast track their career into Management within 24 months. If you do not have the following, you will be required to attain them under the sponsorship of Equitable Advisors: state life and health licenses, FINRA Series 7 and 63/66 registrations.
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Equitable is currently seeking someone to join our team as an Entry Level - Financial Advisor to fast track their career into Management within 24 months. Equitable Advisors’ Entry Level Financial Advisor (Vice President Management Fast-Track.
$55,000 - $105,000 a yearFull-timeExpandApply NowActive JobUpdated 3 months ago - UpvoteDownvoteShare Job
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Series 7 FINRA registration required, Series 24 preferred. Series 7 FINRA registration required, Series 24 preferred. The firm offers full-service fund administration, fund accounting, transfer agency and distribution services from its Denver, Colorado headquarters.
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