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Series 65, 7, or insurance license strongly preferred. 3+ years of experience in financial services (TAMP/RIA preferred). Experience working with a large custodian (e.g. Charles Schwab, TD Ameritrade, Fidelity, Pershing) required.
Full-timeExpandApply NowActive JobUpdated 18 days ago - UpvoteDownvoteShare Job
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Series 65 (RIA Only) We continually seek to perfect our craft of personalized financial planning with our team-based Roundtable and UniFi processes that go far beyond the standard approach.
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Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRA. Series 7, 63, 65, 66 required prior to hire. A sound understanding of the Broker/Dealer and RIA marketplace.
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Series 7, 66 (BD/RIA) Series 7, 66 (BD/RIA) Advanced designation required (CFP, CPA, MBA, etc.) Our benefits aim to balance four key elements that make life and work meaningful: health and wellness, financial well-being, professional development, and work/life harmony.
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Licenses and Registrations: MA certified Life, Accident, & Health Insurance license and current FINRA Series 6, 63 & 65; or Series 7 & 66 licenses. Member FINRA/SIPC. CFS is a broker/dealer and RIA with a stable track record of serving the investment needs of credit unions and their members.
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Securities licenses/Certification - Series 65 or Series 66 or CFP. Not only are we one of the fastest growing RIA firms in the country, but we are also one of the few firms with a full-service law firm in house; Trajan Estate.
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Series 7 and Series 66 or 65 Preferred. Under general supervision, uses knowledge and skills, obtained through education and/or Registered Investment Advisor (RIA) and introducing broker dealer (IBD) training, to conduct risk management activities of limited scope and complexity to support the RIA & Custody Services (RCS) Division.
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Series 66 (or Series 63/65) and Series 7 license. in the markets we serve, supporting more than 18,000 financial advisors, 800 institution-based investment programs and 450 independent RIA firms nationwide.
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Have, or willingness to attain, Series 65 Securities License. Operational Support: Support all operational aspects of a growing Registered Investment Advisor (RIA), including custodial paperwork (account openings & transfers, etc.
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A Series 65 or combination of a Series 7 and Series 66 licensing are required within 60 days of hire if a CFP or CFA designation is not previously held. Moneta is a fiduciary fee-only Registered Investment Advisory firm and unable to hold securities licenses with the exception of Series 65.
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Certified Investment Adviser Representative (Series 65 or 66) Savvy Wealth is a technology-driven RIA shaping the future of wealth management. Partner with our user research and design teams to optimize the client experience and platform UI/UX.
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Series 65 or combination of Series 7 and Series 66 license required unless candidate holds one of the following credentials: Certified Financial Planner™ (CFP®), Chartered Financial Consultant (ChFC), Personal Financial Specialist (PFS), Chartered Financial Analyst (CFA) or Chartered Investment Consultant (CIC.
$100,000 - $150,000 a yearFull-timeExpandApply NowActive JobUpdated 3 months ago - UpvoteDownvoteShare Job
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We’ll pay for you to obtain your life insurance license; health insurance license and Series 65 securities registration and we will even pay for your Certified Financial Planner® designation.
$100,000 - $150,000 a yearFull-timeExpandApply NowActive JobUpdated 15 days ago - UpvoteDownvoteShare Job
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The Regional Vice President is responsible for growing our RIA referral platform. The Regional Vice President will work in a client-focused, team-centered environment in unison with Managing Directors to service the needs of the firm’s high net worth clients.
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Hold or be in the process of obtaining a professional certification (CFP, CIMA, CFA) and Series 65. The Wealth Management Associate role will report directly to the firm’s founder and be exposed to all facets of the RIA business.
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