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IICRC or RIA damage repair certifications. As a service to its independent franchisees, Rainbow International LLC lists employment opportunities available throughout the franchised network so those employment opportunities may be conveniently found by interested parties at one central location for brand management purposes only.
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1 The Barron's 2022 Top 100 RIA Firms list, a seven-year ranking of independent advisory firms, is qualitative and quantitative, including assets managed by the firms, technology spending, staff diversity, succession planning and other metrics.
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As a subsidiary of NFP Corp, we also have access to extensive corporate resources and business partners that few other independent registered investment advisory (RIA) firms offer. Wealthspire Advisors is a New York City-based, independent registered investment Advisory firm with $20B in AUM. We have more than 300 employees serving clients from 22 offices in 12 states.
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KWB Wealth is an independent Registered Investment Advisor (RIA) based in Southern California that provides personalized financial planning and investment management services to individuals, families, and businesses.
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Today, LPL is a leader in the markets we serve, supporting more than 18,000 financial advisors, 800 institution-based investment programs and 450 independent RIA firms nationwide. Do you want to learn and grow at a Fortune 500 firm, the nation’s largest broker-dealer, and third largest RIA custodian.
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Under general supervision, uses knowledge and skills, obtained through education and/or Registered Investment Advisor (RIA) and introducing broker dealer (IBD) training, to conduct risk management activities of limited scope and complexity to support the RIA & Custody Services (RCS) Division.
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In the markets we serve, supporting more than 18,000 financial advisors, 800 institution-based investment programs and 450 independent RIA firms nationwide. As the nation's leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services.
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LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. If so, LPL Financial is the place for you! At LPL, independence means that advisors have the freedom they deserve to choose the business model, services, and technology resources that allow them to run their perfect practice.
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Responsibilities:Drafting, negotiating, and closing a high volume and a wide variety of networking agreements (agreements where LPL will be the broker-dealer and investment advisor), ensuring that all contracting processes are adhered to and the firm’s contracting standards are maintained, including but not limiting to those relating to risk allocation.
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Multi-Billion dollar Independent RIA serving high net worth clientele seeks a Client Service Associate to support Clients and Advisors by taking initiative in Client Services. Participate in the growth of a dynamic and growing, independent RIA by servicing client needs.
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Apply focus to understand and address the needs of a variety of market sub-segments that exist (e.g. Independent, Bank Wealth, Insurance, RIA) The Senior Enterprise Sales Manager is responsible to lead all sales efforts for financial institutions and appropriate sub-segments (banks, brokerage, insurance, RIA, trust companies) in accordance with the prescribed Annual Recurring Revenue (ARR) target for the Enterprise segment and within the assigned territory and/or named accounts.
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Title: Operations and Compliance Associate (for an independent SEC Registered Investment Adviser (RIA. Summary Description: The operations and compliance associate will work on a salaried/ fixed-compensation basis in all aspects of internal financial services operations and legal/compliance implementation for an independent SEC Registered Investment Adviser firm based in Syosset, NY (on Long Island), primarily under a hybrid remote/in-person format, with a potential career path to be groomed to ultimately become the firm’s Chief Operations Officer and/or Chief Compliance Officer.
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A proven track record of sales and service success across the West Coast financial advisor community across RIA, Wirehouse and Independent Broker/Dealer channels. Provide extensive wholesale coverage to Wirehouse, regional and independent BD financial advisor community with special emphasis on larger (fee based) teams and consulting groups for the West Coast Territory (CA, NV, OR, WA, IA, MT, WY, HI, AK) and will be based in California.
$125,000 - $150,000 a yearFull-timeExpandApply NowActive JobUpdated 3 months ago - UpvoteDownvoteShare Job
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The Vice President, Enterprise Sales Strategy is a key role within the LPL Business Development team, responsible for leading sales strategy, sales enablement, and data intelligence functions with a focus on banks and credit unions (i.e., financial institutions.
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Founded in 1966, FCI Advisors is an independent, privately-owned, fee-based registered investment advisor (RIA) which provides fiduciary-quality investment solutions to a broad range of clients.
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