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Experience with TRF/ORF (listed and OTC Equity Reporting), Equity Trading (Listed and OTC Equities), Regulatory Option Trading Reporting, and Trace Reporting (Corporate/Agency Debt Products/Securitized Products, Treasury Products.
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Its lawyers provide litigation and other dispute resolution services in multi-jurisdictional and other high-stakes matters; deliver regulatory counsel; and execute the full range of strategic domestic and cross-border transactions.
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Associate General Counsel- Regulatory and Compliance is a key team member in the Office of the General Counsel reporting to and performing services under the direction of the Senior Vice President and General Counsel for VCU Health System.
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This position will provide legal advice and counseling relating to Intuitive's ESG and SEC reporting initiatives and activities through collaboration with global internal stakeholders, including Human Resources, Finance, Regulatory, Investor Relations, External Affairs, and Facilities.
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Data Management and Compliance: Lead data management planning and ensure adherence to regulatory standards like IRB, HIPAA, GLP, GCP, and FERPA. Evaluation and Reporting: Collaborate with the Senior Director to evaluate the Research Technology Core's effectiveness through detailed reports and data analysis.
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The Software and Systems group within Tax Reporting & Strategy (TRS) offers management consulting services to clients and to their large corporate tax functions, by monitoring and analyzing legislative and regulatory tax developments, developing strategies in anticipation of tax law changes and regulatory developments, analyzing the economic impact of tax legislation and federal budget proposals, and addressing technology needs for tax function effectiveness.
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Collaborate with Regulatory Affairs to ensure appropriate reporting of PV and drug safety information to regulatory agencies and prescriber community. At least 5 years experience in drug safety/pharmacovigilance in a pharmaceutical or biotech company, CRO or regulatory agency.
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The successful candidate will be responsible for contributing to geochemistry water quality and hydrogeology field programs, data analysis, geochemical modeling, technical reporting and other activities for a variety of projects, with a focus on mining.
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Actively pursues effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business Conduct.
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Stay updated with regulatory requirements related to collateral management, such as margin rules (e.g., UMR, EMIR) and reporting obligations. Awareness of regulatory reporting requirements and compliance obligations.
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Essential Job Functions:Provides strategic advice on complex reporting and technological issues raised by the MRTS business units, Regulatory Services Management (“RSM”) team, Regulatory Operations teams, and other FINRA customers, as applicable.
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Ensures collaboration and coordination with the RSM team and Regulatory Operations staff regarding standard and ad hoc reporting. This position reports directly to the Associate Director, MRTS Metrics and Reporting, within the Office of the Chief of Staff.
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We are looking for a Director of Regulatory Reporting, a leadership position within the team that is responsible for ensuring the overall integrity of trade and position reporting submitted to the regulators for the Fidelity Broker-Dealers, National Financial and Fidelity Brokerage Services, as well as for correspondent client broker-dealer firms.
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Union Tank Car Company is seeking a 2nd & 3rd shift Quality Assurance Inspector, reporting to the Quality Assurance Manager, at our full-service rail tank car repair shop in Valdosta, GA. The Company's regulatory, engineering and commercial expertise make UTLX the preferred source of railcars and services for many of its customers.
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The QC Analyst Lead Microbiology provides essential support to manufacturing by leading in conjunction with the Laboratory Supervisor, with a deep understanding of environmental monitoring principles and laboratory testing, including Endotoxin, Mycoplasma, Sterility, and growth promotion, the Lead Analyst serves as a backup to the supervisor, performs qualification testing, trains staff, manages supplies, reviews data accurately, and contributes to data analysis and reporting.
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