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Second, partnering with our GMD Counterparty Risk Management team to develop models for trading with our clients that ensure prudential thought in client exposures. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs.
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Co-ordinate key firm-wide risk management activities and as part of second line oversight monitor key bank risks (including Treasury counterparties, exposure limits, market and liquidity risk) and capital; and investigate any large movements.
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The Enterprise Compliance Department ("Enterprise Compliance") is responsible for demonstrating and promoting a firm-wide culture of compliance, supported by governance functions, to enable the goals of the Enterprise Chief Compliance Officer ("ECCO"), and the Bank's overall strategic plan, in support the President and Chief Executive Officer and the Board of Directors.
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Over the past 50 years SMC has acquired and managed over 6,000 apartment units and five million square feet of office, retail, mixed-use and industrial space valued at over $2 billion, across 12 states and 25 cities throughout the U.S. SMC’s investment partners have included, Northwestern Mutual, Kemper Insurance, Prudential, as well as, multiple high net worth, private equity and family office investors of both domestic and foreign sources.
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The main objective of the Compliance function is to provide an active advisory and monitoring service in relation to regulatory requirements, especially those of the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA.
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Citi’s GRE team is responsible for the engagement strategy in coordination with the business, functional, and regional regulatory engagement leads, across all of Citi’s U.S.-based prudential and capital markets supervisors.
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Chola MS General Insurance Recruitment 2024: Bancassurance Manager Cholamandalam MS General Insurance Company Ltd (Chola MS) is an Indian insurance firm and a joint venture between the Murugappa Group, an Indian conglomerate, and the Mitsui Sumitomo Insurance Group, a Japanese insurance company.
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Minimum of 5 years of experience providing financial services regulatory guidance at a leading law firm, in-house legal department, or US agency focusing on financial services regulation. Contribute to licensing and prudential matters and the maintenance of core regulatory programs.
$191,200 - $286,800Full-timeExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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We have an opening for a highly motivated individual to join us in our Northwestern Hills firm. Take your career to the next level at Prudential Advisors! We have an opening for a highly motivated individual to join us in our Northwestern Hills firm.
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Paraplanner to Adviser - Wealth Management Firm - Liverpool - Basic salary £30k - £50k – Full study support. You will ideally have knowledge of Intelligent Office and preferably a number of platforms such as Aviva, Royal London, Prudential etc.
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Please apply directly via our Careers site or send your cover letter, resume, and salary requirements to careers@sifma.org and indicate “Prudential Admin” in the subject line of your email. Assist with the maintenance of a contact database which includes congressional staff, outside counsel, government representatives, and firm representatives.
Full-timeExpandApply NowActive JobUpdated 17 days ago - UpvoteDownvoteShare Job
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Support American Express National Bank on the interpretation of and compliance with key prudential banking laws and regulations including Regulation W and Regulation O; Strong experience with U.S. prudential bank regulatory matters.
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Advise on control requirements and control standards appropriate for these prudential regulations to mitigate risks to the firm and drive control efficiency and optimization. Reporting to the Head of Equities Risk & Controls, the role will focus on leading and strengthening the Americas Equities Supervisory controls framework as well as ensuring consistency with firm-wide standards and regulatory expectations with Prudential Bank Regulations.
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Equities business lines include Cash Equities, Equity Derivatives, Delta 1, Prime Finance and Sales/Sales Trading. The role will interact extensively with senior management across the Global Equities business, central Markets teams, Independent Compliance Risk Management, Internal Audit, Bank Regulatory Legal and participate in updates to Senior Management.
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Job Classification:Finance & Accounting - Finance & AccountingA GLOBAL FIRM WITH A DIVERSE & INCLUSIVE CULTUREAs the Global Asset Management business of Prudential, we’re always looking for ways to improve financial services.
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