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Operates independently; has in-depth knowledge of investments and vehicles (Mutual Fund, UCITS, CIT, Managed Accounts) as well as business unit function. Collaborates with other departments to service mutual clients and ensure timely responses to recurring and ad-hoc requests.
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Mutual respect for the dignity and fundamental rights of all persons defines our culture. In addition to our health and financial plans, we also offer: Paid Parental Leave United Compassion Fund Employee Discount Program Career Development & Promotional Opportunities Additional Vacation Buy Up Program (US Only) Early Wage Access through Payactiv (US Hourly Only) Paid Sick Leave An inclusive and welcoming culture Learn more about our full benefit offerings here.
$18.25 - $29.2 an hourExpandApply NowActive JobUpdated 0 days ago - UpvoteDownvoteShare Job
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Keywords: Investment Economics, Global Macro, Emerging Markets, Mutual Fund Industry, Fund Flows, Global Markets, Analytical Skills, Policy Research. Sizing Up Mutual Fund and ETF Investment in Emerging Markets.
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For Mutual Fund, Hedge Fund or Asset Management industry. OMS), Accounting and Market Data Applications (Bloomberg, Factset,) Development, maintenance and production support of existing trading & operations systems.
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If you have a desire to learn the mutual fund industry from the ground up, we'll teach you everything you need to know. You'll relay complex, ever-changing information about mutual funds and financial service regulations.
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May fill out and sign Variable Life/Variable Annuity/Mutual Fund/Brokerage applications. The Licensed Client Service Administrator (CSA) position is critical for achieving leverage of the advisor's time.
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The AMD Mutual Fund Controllers team is responsible for overseeing numerous SEC registered investment companies including open-end and closed-end mutual funds (both onshore and offshore) and ETFs. These funds include a wide array of strategies and products in an ever changing landscape.
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Candidates will ideally have at least five years of experience practicing with a law firm, closed-end, mutual fund or ETF complex, fund servicing organization, investment advisory firm, or applicable regulatory agency dealing with the Investment Company Act of 1940, Securities Act of 1933, Securities Exchange Act of 1934, and related rules, regulations, guidance, and practices.
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Using discretion and judgment under the direction of an Assistant Treasurer, Fund Treasury Manager and Fund Treasury Supervisor performs dividend, expense, product, and securities lending related work with respect to an assigned number of mutual funds.
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Maintains lists and screen accounts for Approved, Monitor, and Not Eligible to be Held lists; for Mutual Fund, ETF, Equity, and Fixed Income securities and SMA manager holdings, and for appropriate IPS adherence and transition timelines.
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In Mutual Fund Administration, we value clients first and employees always. Assisting mid-level and senior-level Mutual Fund Administrators in the coordination of ad-hoc projects which can include trust and fund launches, fund M&A activity and fund liquidations.
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Must maintain RISR in good standing by completing required Continuing Education (CE) requirements as described by BMO Mutual Fund GovernanceCompletes complex & diverse tasks within given rules/limits and may include handling escalations from other employees.
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Provides dedicated technology and operations support to the various Wealth Management and Investment Services businesses, including domestic and global securities services, client reporting, fee processing, cash services, technology and systems support and mutual fund custody administration.
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The Corporate Compliance Program Manager administers ongoing activities to support controls based compliance programs (e.g., investment advisory and mutual fund compliance programs) and coordinates compliance department activities in support of firm and fund governance, including but not limited to committee governance, policy governance, and board governance.
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KYC is a one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.) KYC is a one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.
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