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At least 7 years of experience working in compliance, legal, audit, operations, or finance within financial services OR at least 7 years of experience with a regulator overseeing broker dealers or investment advisers.
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You will provide debt guidance for industrial, office, hotel, self-storage, retail and multifamily investment/sales team pitches; Participate on sales and underwriting calls with potential borrowers and manage lender/client correspondence in the event the broker is unavailable.
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CORE is a licensed commercial mortgage broker with in Nevada, Hawaii, Utah, Idaho and California is pending approval. CORE acts as an outsourced CFO and Portfolio Management team for several best of breed mid-sized family offices and real estate development / investment companies.
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Cetera is nationally recognized as a self-clearing broker-dealer, registered investment adviser, and insurance agency serving the clients of nearly 500 institutions with assets ranging from $15 million to $13 billion nationwide.
Full-timeExpandApply NowActive JobUpdated 7 days ago - UpvoteDownvoteShare Job
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Follow the rules and regulations set forth by the credit union, FINRA, SEC and the broker/dealer. The Financial Advisor will provide investment advice by drawing upon a broad range of experience and knowledge, recommend appropriate financial solutions, and communicate information about risks, attributes, features, and benefits of investment products and services.
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As a mortgage broker your primary focus will be to develop and maintain client relationships by providing best-in-class advisory services throughout the transaction lifecycle. Our collaborative platform optimizes solutions for our clients by providing end-to-end investment services including investment property sales, capital markets, and structured finance.
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Greysteel’s advisors create a market for each engagement, spanning all commercial property investment activities, from asset dispositions to senior loans and structured financings. Create a market for investment opportunities leveraging the Greysteel Engine and our proprietary process.
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Greysteel is a leading advisor for private, middle market, and institutional real estate investors. Conduct and present in-depth property analysis, financial modeling, sales, and due diligence reviews.
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Greysteel is seeking self-motivated individuals, with an entrepreneurial mindset who are passionate about commercial real estate, to leverage Greysteels collaborative platform for their success. Leverage Greysteel's collaborative platform to advise clients on their commercial real estate transactions.
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Ensure compliance with Northwest Investment Services and broker/dealer policies and procedures. This position is to be the primary "asset" gatherer, retail investment sales leader, and relationship builder while assisting with special projects and working as part of a team.
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Deep Experience with Money Transmitters [MSB, FinTech’s, payment companies], consumer lending companies, commercial lending, mortgage lending, consumer collections agencies and securities/brokerage [broker dealer, registered investment advisor, exempt registered advisor] and cannabis is the ideal candidate.
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Assesses, monitors, measures, analyzes, validates, and reports on credit risk activities related to the Bank's Advance program, investment activities, and the Mortgage Purchase Program. Primarily responsible for preparing analyses of "special purpose" unsecured counterparties, mortgage Insurance companies, housing finance agencies, insurance companies, broker dealers and high risk vendors.
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Provide subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering, outside brokerage accounts, outside business activities, OSJ/branch inspections, firm element CE, email surveillance, information barriers, restricted/watch lists, institutional research, investment banking, and institutional sales.
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Greysteels advisors create a market for each engagement, spanning all commercial property investment activities, from asset dispositions to senior loans and structurenges by leveraging our data and technology suite to identify and execute the optimal capital event for od financings.
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The OpportunityGreysteel is seeking self-motivated individuals, with an entrepreneurial mindset who are passionate about commercial real estate, to leverage Greysteels collaborative platform for their success.
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