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FINRA Series 7 and Series 66 (or combination of 63 & 65) registrations must be obtained within the first 120 days. SRC Indicator: Series 7; Series 63; Series 65; Series 66.
$65,600 - $110,000 a yearFull-timeExpandApply NowActive JobUpdated 3 months ago - UpvoteDownvoteShare Job
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For Applicants of Nuveen residing in Europe and APAC, please click here (. For Applicants of TIAA, Nuveen and Affiliates residing in California, please click here (. For Applicants of TIAA, Nuveen and Affiliates residing in US (other than California), click here.
$65,600 - $110,000 a yearFull-timeExpandApply NowActive JobUpdated 3 months ago - UpvoteDownvoteShare Job
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Americafirst.com Desired Qualifications: Licenses and Registrations: FINRA Series 7, 63/65 (or 66), and Insurance licenses preferred but not required. EOE Relevant Word Search: Registered Representative, Advisor, Adviser, Certified Financial Planner, CFP, Financial Consultant, Investment Manager, Investment services, Mutual Funds, Investments, Chartered Financial Consultant, CHFC, Sales, Banking, Broker, Financial Services, Financial Professional, Financial Advisor, Insurance Sales, Bankers, Finance, Retirement Planning, Estate Planning, 401k, Life and Casualty, Asset Management, Wealth Management, Series 7 Powered by JazzHR.
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Using required State of Hawaii Insurance and Financial Industry Regulatory Authority (FINRA) Series 7, 66 and/or 65/63 (or CFP in lieu of S65) licenses, solicits and services mutual funds, insurance contracts, and advisory services/managed account portfolio solutions (MAPS.
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FINRA Series 7, 66 (63 and 65 in lieu of 66) licenses. Ability to maintain required professional training and license requirements, including knowledge of FINRA compliance, FDIC compliance, the Bank's uninsured Products Policy Statement and all applicable state and federal regulations.
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FINRA Series 7 & 63 required prior to hire. Certified Financial Planner (CFP) - Issuing Authority, Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRA.
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FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire. Issuing Authority, Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA.
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Depending on role, the associate must be:Securities registered (series 7 & 66 or 6 & 63) or be willing to do so within 120 days of hire/contract. Thrivent Investment Management Inc. is the sponsor for FINRA registration and Thrivent Financial for Lutherans is the sponsor for insurance licensure.
$60,000 - $70,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Certifications: Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA. Series 7 & 63 licensed; Series 65 or 66 and appropriate state registrations preferred, OR ability to acquire quickly upon hire.
$50,000 - $84,500 a yearExpandApply NowActive JobUpdated 10 days ago - UpvoteDownvoteShare Job
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Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA. These investigations will account for 7 years or more of history, depending on the role. We assist companies and non-profit organizations in delivering benefits to their employees.
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FINRA Series 7, 63, 65 or 66 license, and applicable state insurance license. The Wealth Management Advisor (WMA) position is the investment planning and investment and insurance products lead on the Wealth Management Team. The WMA is responsible for facilitating the delivery of strategies and capabilities including portfolio management, trust administration, investment advisory and insurance.
$65,000 - $65,500 a yearFull-timeExpandApply NowActive JobUpdated 3 months ago - UpvoteDownvoteShare Job
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First four months, prepare to become a FINRA (Financial Industry Regulatory Authority) Registered Representative by studying for and obtaining your SIE, Series 7 and 63 licenses, fully paid for and sponsored by Fidelity.
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Aptitude to complete our industry-leading paid development experience will fully prepare you to engage with customers while taking the SIE, Series 7 Top Off and Series 63 exams. Certifications: You will be given paid time and support to obtain SIE – FINRA, Series 07 – FINRA, Series 63 Required to obtain within the first 3.5 months.
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FINRA Series 7 and Series 24. FINRA Series 7 and Series 24. Solid understanding of broker/dealer/investment advisor regulatory requirements. 10 years of experience reviewing and approving Investment Advisor/Broker Dealer marketing materials.
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FINRA Series 7/63 (Series 24 preferred) Knowledgeable of FINRA, DTCC, NSCC, OCC and SEC rules and securities trading processes and applicable regulations. Knowledgeable of FINRA, DTCC, NSCC, OCC and SEC rules and securities trading processes and applicable regulations.
$119,000 - $164,000 a yearFull-timeExpandApply NowActive JobUpdated 3 months ago
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