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Demonstrate understanding of business processes, regulatory requirements, and internal controls for financial institutions. Prior experience implementing liquidity stress testing processes or Basel rules in large financial institutions.
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12+ years of working experience in financial institutions in one or more areas including data governance, data management, data architecture, risk management, control assessment and testing, and technology assurance.
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Rules and regulations of the Federal Reserve Banking System (FRB); Consumer Financial Protection Bureau (CFPB); Federal Deposit Insurance Corporation (FDIC); Federal Financial Institutions Examination Council (FFIEC); Florida Office of Financial Regulation (OFR), and other state banking regulatory agencies.
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Client entered settlements with the SEC and CFTC to resolve an industry-wide investigation into multiple financial institutions for the failure to maintain and preserve electronic communications as required by law, including the Securities and Exchange Act of 1934.
$68 - $80 an hourExpandApply NowActive JobUpdated 3 months ago - UpvoteDownvoteShare Job
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Ten or more years of financial services credit review/credit risk management experience through: past work in credit/loan review, credit risk management, internal audit credit risk coverage, commercial loan underwriting departments at large banking institutions; regulatory agency credit review/credit risk experience; or credit review/credit risk experience at a large consulting firm.
$145,180 - $187,880 a yearFull-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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Our client is a large international bank that offers a range of high-quality financial services to individual and corporate customers as well as financial institutions worldwide. Knowledge of BSA/AML regulatory requirement and working knowledge of internal audit processes.
$110,000 - $230,000 a yearFull-timeExpandApply NowActive JobUpdated 2 months ago - UpvoteDownvoteShare Job
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The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals.
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You may have the opportunity to gain exposure to various financial instruments and the regulatory environments within financial institutions, calculate and analyze daily P&L for a trading desk, and make recommendations on compliance issues.
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Central Supervision is part of the Merrill Wealth Management Supervision organization and performs specific delegated supervisory functions focused on meeting regulatory requirements and minimizing regulatory, financial and reputational risks.
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Global Financial Firm located in Tampa, FL has an immediate contract opportunity for an experienced Regulatory Reporting Specialist/Project Manager. Supporting the remediation program to help drive program remediation tasks such as: issue management, program oversight, program reporting (Regulatory, Internal Audit Committee), talking points and support for Independent Compliance Consultant (ICC) and Audit requests.
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Controls surrounding regulatory reporting, legal entity reporting, financial reporting and/or tax reporting. CCAR regulatory requirements. 5+ years of experience in a public accounting or internal audit role within the financial services industry or a related control function.
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They provide consumers, corporations, governments and institutions with financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management.
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Location: New York, NYReports to: Chief Content OfficerAbout AlphaSense: AlphaSense is a market intelligence platform used by the world's leading companies and financial institutions. With our proprietary AI search technology, we help the leading financial institutions get up to speed about a company, market, or industry in seconds.
$125,000 - $150,000Full-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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Our firm is proud to have been recognized by numerous financial institutions and Fortune 500 Companies, for our professional and ethical representation. Strong knowledge of the legal and regulatory framework affecting the debt buying and debt collection industries including FDCPA, FCRA, GLBA and related state statutes.
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Functional responsibility will include providing investment risk oversight for portfolio exposures, covering primarily cash, fixed income, and securities lending, counterparty risk oversight for complex financial institutions, as well as regulatory issues, governance, and reporting.
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