- UpvoteDownvoteShare Job
- Suggest Revision
Our Consumer & Community Banking division serves our Chase customers through a range of financial services, including personal banking, credit cards, mortgages, auto financing, investment advice, small business loans and payment processing.
Full-timeExpandApply NowActive JobUpdated 9 days ago - UpvoteDownvoteShare Job
- Suggest Revision
Primary Location: United States (US) - Iowa - Johnston Function: Accounting / FinanceTitle: Senior Auditor - 107039 Onsite/Remote:Onsite PositionYour ResponsibilitiesAs a Senior Auditor at John Deere Financial (JDF) in Johnston, IA, you will play a critical role in ensuring the integrity of our financial operations and compliance with regulatory requirements.
ExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
- Suggest Revision
Strong understanding of commercial lending regulations and compliance. Review documentation for Commercial Loan applications and perform a thorough analysis of financial and credit information to determine the viability of request within the parameters of established policies, procedures, and applicable regulatory standards.
$25 an hourExpandApply NowActive JobUpdated 7 days ago - UpvoteDownvoteShare Job
- Suggest Revision
The Senior Private Equity Accountant is responsible for the financial accounting and reporting for a variety of the firm's fund portfolios. Produce quarterly capital account statements and other required reporting, such as debt compliance reports.
ExpandUpdated 7 days ago - UpvoteDownvoteShare Job
- Suggest Revision
Reporting into the General Director, Financial Reporting/SOX Compliance, this role is critical to meeting the regulatory reporting requirements of the John Hancock mutual funds. Director, Fund Administration, Regulatory Reporting/SOX Compliance page is loaded.
ExpandApply NowActive JobUpdated 8 days ago - UpvoteDownvoteShare Job
- Suggest Revision
Accountable for open and closed-end fund shareholder reports and regulatory filings, including compliance with US GAAP and SEC regulations, managing the Funds' Disclosure Controls and Procedures (DC&P) processes, and Sarbanes-Oxley (SOX) compliance.
ExpandUpdated 7 days ago - UpvoteDownvoteShare Job
- Suggest Revision
Prior experience with Sarbanes Oxley 404 compliance, internal control over financial reporting, financial risk, and operational risk. 6+ years industry experience, including audit or financial services risk management.
ExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
- Suggest Revision
6+ years relevant work experience in an accounting firm, with at least 5 years of Alternative Investment Fund or Financial Services experience (preferably in the Venture Capital and Private Equity space.
Full-timeExpandUpdated 17 days ago - UpvoteDownvoteShare Job
- Suggest Revision
Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. Fidelity's Risk Assessment and Testing Center of Excellence has set standards for performing risk assessments & controls testing and assessing the adequacy and effectiveness of controls, compliance, and governance processes.
ExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
- Suggest Revision
Looking for a SOX compliance expert coming from a Financial firm with accounting background. Knowledge of accounting practices and financial services industry. Fund accounting and operations knowledge, specifically related to alternative investments, preferred.
ExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
- Suggest Revision
To be successful, you must have a strong sense of ownership and understanding of Investment Company Act of 1940 deliverables, and a working knowledge of accounting deliverables for Fund Accounting, Tax, Compliance and Financial Reporting services.
ExpandApply NowActive JobUpdated 8 days ago - UpvoteDownvoteShare Job
- Suggest Revision
Visible position, reporting to the Manager of Operations & Finance and will work closely with Trading, Investment Accounting, Compliance, Valuation & Finance. We are seeking a detail-oriented and experienced analyst with the passion for financial analytics and alternative investment operations.
ExpandApply NowActive JobUpdated 7 days ago - UpvoteDownvoteShare Job
- Suggest Revision
Strong experience with the contents and implementation of specific regulatory initiatives such as: Dodd-Frank, general consumer compliance, regulatory structure and organizations including the FRB, the CFPB, the OCC, the CFTC, FINRA, and the SEC.
Full-timeExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
- Suggest Revision
The Vice President of Finance, United States will be responsible for all aspects of financial controllership, including statutory filings and supporting the annual audit of Fiera Capital Corporation (i.e. Group Company Audit); day to day financial management; regulatory compliance (including tax and treasury), and providing key business decision support by acting as a strong business partner to the regional and global leadership team.
$185,000 - $255,000 a yearFull-timeExpandApply NowActive JobUpdated 3 months ago - UpvoteDownvoteShare Job
- Suggest Revision
Manage financial statements, books and records in accordance with GAAP and IFRS to ensure compliance with state and federal law, particularly such regulatory requirements as it relates to firm’s status as a registered investment adviser with the U.S. Securities and Exchange Commission.
$160,000 - $180,000 a yearFull-timeExpandUpdated 21 days ago
financial compliance jobs
FEATURED BLOG POSTS
Is There a Slow Decline of the Labor Market and Wage Growth?
BLS data from January 2023 to March 2023 states that,
2023 Quarterly Review: What’s Happening in Recruitment?
It’s that time again. It’s your quarterly review. Get excited because this is a great time to review some of the amazing accomplishments you and other pros like you have made in recruitment for 2023 thus far! Despite recruitment challenges, things are starting to balance out in the candidate market - partly because of the brilliant ideas and methods being used.
How To Decorate a Cubicle for Inspiration & Productivity
You know the negative reputation cubicles have – dull, dreary, gray. How can you possibly be expected to sit in one every day and be your naturally productive, enthusiastic, and upbeat self? The answer lies in decorating your cubicle so it sparks creativity and feels welcoming. While this might seem impossible given the bland canvas you have to work with, take heart because it’s totally doable!
How do Employers Verify Education?
At any stage in your professional journey, you may come across an employer or a recruiter who asks to verify your educational credentials. This shouldn’t come as a surprise as 30% of candidates admitted to lying on their resumes, yet 79% of them never get caught. In fact, 85% of employers in the US who conduct background checks find that candidates have lied on their resumes or job applications.
How to Ask for a Higher Starting Salary
Maybe you think you’ve finally found your dream job. Everything about it is perfect, except… the salary. Unfortunately, it just isn’t where you want it to be. So, should you give up and move on? Given all the effort you’ve already invested, it’s probably wise to try and negotiate a better salary before you do.
10 Practical and Effective Strategies to Persuade Anyone of Anything
Learning how to persuade people is like a key that can unlock any door. Acing the interview for the job of your dreams. Getting the best deal on a new car. Closing a sale with a skeptical customer. All of these wins require a level of persuasiveness.
Assistant Manager Resume Guide
It can be very challenging for many individuals to find a job in the current economy. As a result, the unemployment rate is only starting to decrease after being at its highest since the Great Depression. One of many reasons this is occurring is because this pandemic has encouraged people to quit their jobs to search for better working conditions, become entrepreneurs, or change careers.