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SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida.
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Prior financial services industry experience preferred (wealth management, investment management, broker-dealer, insurance, banking, specialty finance) Finance Manager, Financial Planning & Analysis.
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Experience with financial reporting and general ledger applications tools (Workday Financials) a plus. Work with specific units in the context of regular financial monitoring, evaluation of new initiatives, budgeting, forecasting, and performance improvement.
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5 - 7+ years of financial planning experience with a broker-dealer, RIA, investment firm, law firm, or accounting firm. The position will collaborate with financial advisors, their staff, and NPI colleagues to develop financial models, plans, and project materials using financial planning software (e.g., eMoney) to support the advisors' clients in the areas of estate, retirement, business succession, investment, and income tax planning.
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The Manager, FP&A, is responsible for providing financial insight as well as leadership and direction in support of Osaic's Financial Planning & Reporting group of the Corporate Finance function, which broadly encompasses financial analysis, forecasting, management reporting, budget planning, and management and financial reporting.
ExpandApply NowActive JobUpdated 8 days ago - UpvoteDownvoteShare Job
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Experience with financial tools (Power BI, Adaptive Planning and Workday Financials) a plus. We are looking for a driven and highly motivated Financial Analyst to join our Corporate Financial Planning & Analysis team.
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As the nation's leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. As an Assistant Vice President, Corporate FP&A, you will play an instrumental role in the analysis and reporting of LPL's consolidated financial performance.
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2+ years of fundamental or quantitative research or quantitative portfolio construction experience at an RIA, broker-dealer, or financial services firm. The Robinhood Asset Management team is responsible for delivering investment and financial advice to its customers.
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Understand and comply with all aspects of Credit Union and broker-dealer policies and procedures, including laws and regulations governing investment and insurance sales duties and responsibilities.
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Or obtain within 6 months Working knowledge of FINRA and SEC regulations Ability to work in a fast-paced and dynamic environment Minimum of 3 years’ experience of related work Preferred Requirements: Public Accounting experience Certified Public Accountant (CPA) Broker-Dealer, multi-entity, Introducing firm experience.
$85,000 - $100,000 a yearExpandApply NowActive JobUpdated 8 days ago - UpvoteDownvoteShare Job
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Financial Advisors have access to a full range of wealth building, managing and preserving services through the Broker/Dealer, including mutual funds, stocks, bonds, managed accounts, ETFs, REITs, annuities, insurance and estate planning.
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CFS (Member FINRA/SIPC) is a broker-dealer and RIA with a stable track record of serving the investment needs of credit unions and their members. CFS (Member FINRA/SIPC) is a broker-dealer and RIA with a stable, 25-year track record of serving the investment needs of credit unions and their members.
$18 - $21 an hourFull-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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Experience in the financial services industry, either working for an investment manager, broker dealer, law firm, accounting firm, or regulator. The ideal candidate will possess and leverage their extensive knowledge in wealth or asset management through prior roles (e.g., compliance, financial advisor, sales, product controller, market risk, legal, or audit) to investigate whether activities and practices comply with policies and regulations and the firm’s compliance control infrastructure.
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Together with its subsidiaries, New York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds1 through our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals.
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The ideal candidate will have general securities or broker-dealer regulatory experience, with at least 5 years in a large law firm. The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals.
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