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Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator requirements. This position is subject to the Dodd Frank/Truth in Lending Act qualification requirements for Loan Originators.
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Dodd Frank/Truth in Lending Act. Our Consumer & Community Banking division serves our Chase customers through a range of financial services, including personal banking, credit cards, mortgages, auto financing, investment advice, small business loans and payment processing.
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Equal Opportunity Employer/Disability/Veterans ABOUT THE TEAM Our Consumer & Community Banking division serves our Chase customers through a range of financial services, including personal banking, credit cards, mortgages, auto financing, investment advice, small business loans and payment processing.
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Must comply with DoD Directive (DoDD) 5148.13 Intelligence Oversight Section 4: contractor personnel conducting intelligence or intelligence-related activities or supporting those efforts are required to report any Questionable Intelligence Activities (QIA) or Significant/Highly Sensitive Matters (S/HSM.
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Right at Home, In-Home Care & Assistance, is seeking to hire Skilled Caregivers and Home Health Aids with DODD experience/ interest to join a dynamic care team providing clinical expertise in-home in the Greater Cincinnati/NKY area.
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As a Relationship Banker in Branch Banking, you will take a lead role in delivering an outstanding experience to Chase customers. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more.
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1+ year of experience in Retail banking sales, Financial services sales, Consultative relationship sales role in a related industry, with proven success in establishing new clients, deepening customer relationships and delivering results.
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Maintain and apply an in-depth understanding of remittance transfers and regulations, including Dodd Frank Act, OFAC, REG E, Swift, etc. It requires extensive knowledge of operational procedures, Dodd Frank Act, OFAC, REG E, and Swift.
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The successful applicant must have experience relevant to advising publicly traded companies with respect to securities offerings (debt and equity), federal securities laws, stock exchange, Sarbanes Oxley Act, Dodd-Frank Act regulatory and compliance matters, and corporate governance matters.
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Advise and counsel the trading business regarding compliance with U.S. federal regulations applicable to commodity trading activities, including compliance with the CFTC, FERC, FTC, DOJ, the OFAC and self-regulatory organizations (SROs), as well as all regulations imposed by the Dodd-Frank Act.
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Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. For those in eligible roles, discretionary incentive compensation which may be awarded in recognition of individual achievements and contributions.
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Deep knowledge of ISDA and Dodd-Frank compliance documentation, derivatives, fixed income, and corporate debt markets. Prepare and deliver sales presentations, proposals, and contracts to clients (including ISDA and Dodd-Frank documentation.
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Current experience related to current MI doctrine, recent (draft) changes and fielding of the Army Field Manuals, Army Regulations and Department of Defense Directives (DoDD) relating to Intelligence Operations.
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Maintain requirements of the Dodd Frank / NMLS registration process. Exercise proficiency with all technology requirements including, but not limited to: Encompass, Compensafe and Paychex. Maintain requirements of the Dodd Frank / NMLS registration process.
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Within WSFS Capital Markets, the Interest Rate Derivative team identifies, presents, and executes interest rate hedging solutions for the firm's corporate, commercial, small business, wealth, and private banking clients.
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