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Must be able to ensure that all files and documentation procedures are in compliance with new and existing regulatory, internal and SBA loan policies. Responsible for reviewing items received back for compliance with bank policies and SBA SOP guidelines.
Full-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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Under the direction of the Manager, Taxation, the Tax Staff Accountant will be responsible for performing a variety of time-sensitive, tax compliance projects and other tax matters. Under the direction of the Manager, Taxation, the Tax Staff Accountant will be responsible for performing a variety of time-sensitive, tax compliance projects and other tax matters.
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Lead cradle-to-grave contract activities, like conducting market research, preparing solicitation documentation (pre- and post-award), reviewing proposals for compliance, performing cost/price evaluations, assisting with negotiating positions, reviewing, and processing invoices.
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Pharmaceutical industrial engineering knowledge (pharmaceutical design, development, manufacturing, and regulatory requirements) to optimize technical transfer from lab-scale to kilo lab/pilot plant production; Implement hazard operability analysis and risk assessment skills to draft batch records and safety reports; Analyze lab and production data using NMR instrumentation, data interpretation, Chromatography to ensure FDA regulatory compliance and maintain quality standards.
$93,000 - $120,000 a yearFull-timeExpandApply NowActive JobUpdated 8 days ago - UpvoteDownvoteShare Job
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Produce quarterly capital account statements and other required reporting, such as debt compliance reports. The Senior Private Equity Accountant is responsible for the financial accounting and reporting for a variety of the firm's fund portfolios.
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Director, Fund Administration, Regulatory Reporting/SOX Compliance page is loaded. Director, Fund Administration, Regulatory Reporting/SOX Compliance. Reporting into the General Director, Financial Reporting/SOX Compliance, this role is critical to meeting the regulatory reporting requirements of the John Hancock mutual funds.
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Accountable for open and closed-end fund shareholder reports and regulatory filings, including compliance with US GAAP and SEC regulations, managing the Funds' Disclosure Controls and Procedures (DC&P) processes, and Sarbanes-Oxley (SOX) compliance.
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Prior experience with Sarbanes Oxley 404 compliance, internal control over financial reporting, financial risk, and operational risk. Fidelity's Risk Assessment and Testing Center of Excellence has set standards for performing risk assessments & controls testing and assessing the adequacy and effectiveness of controls, compliance, and governance processes.
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Execute alternative asset, mutual fund and ETF trades with precision and timeliness, ensuring compliance with firm policies and processes; resolve trade-related issues promptly. Execute alternative asset, mutual fund and ETF trades with precision and timeliness, ensuring compliance with firm policies and processes; resolve trade-related issues promptly.
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Senior Managers in our Alternative Investment Funds practice oversee and complete tax projects; provide innovative tax planning, consulting, and compliance for a variety of clients, including private equity and venture capital.
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The Dynamo™ platform has improved the productivity of fundraising, deal, research, investor servicing, portfolio management, and compliance teams worldwide. Dynamo provides SaaS solutions across the private investment landscape including fund administrators, endowments, pension funds, foundations, private equity and venture capital funds, real estate investment firms, hedge funds, prime brokers, funds of funds, and family offices.
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We assist companies and non-profit organizations in delivering benefits to their employees. Fund accounting and operations knowledge, specifically related to alternative investments, preferred. This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent.
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Looking for a SOX compliance expert coming from a Financial firm with accounting background. Looking for a SOX compliance expert coming from a Financial firm with accounting background. 6+ years industry experience, including audit or financial services risk management.
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To be successful, you must have a strong sense of ownership and understanding of Investment Company Act of 1940 deliverables, and a working knowledge of accounting deliverables for Fund Accounting, Tax, Compliance and Financial Reporting services.
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HarbourVest is seeking to recruit a Senior Manager, Tax Compliance to oversee US tax compliance for a portfolio of the Firm's commingled and custom account offerings, which include both open-ended and closed-ended funds across a range of asset classes including primary and secondary fund-of-funds, equity and debt co-investments, credit, real assets, and infrastructure.
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compliance job
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