- UpvoteDownvoteShare Job
- Suggest Revision
2+ years EPS Liquidity Risk/ALM/Treasury experience gained within a bank, regulatory agency or swap/broker dealer. Understanding of Liquidity Risk Regulatory requirements pertaining to Reg YY and FINRA, CFTC, NFA or FDIC.
ExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
- Suggest Revision
SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida.
Full-timeExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
- Suggest Revision
Prior financial services industry experience preferred (wealth management, investment management, broker-dealer, insurance, banking, specialty finance) Finance Manager, Financial Planning & Analysis.
ExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
- Suggest Revision
6-10 years of experience in capital markets or investor relations within private equity, venture capital, private debt, hedge funds, investment banking, institutional asset management or a broker-dealer.
$115,000 - $300,000 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
- Suggest Revision
Ability to meet licensing requirements as established by the Bank's broker/dealer, if applicable. Serve as a back-up Teller or Head Teller, if needed. Stay up-to-date and focused on all regulations, policies and procedures related to Personal Banker and other branch operations.
ExpandUpdated 10 days ago - UpvoteDownvoteShare Job
- Suggest Revision
Experience with financial reporting and general ledger applications tools (Workday Financials) a plus. Work with specific units in the context of regular financial monitoring, evaluation of new initiatives, budgeting, forecasting, and performance improvement.
ExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
- Suggest Revision
5 - 7+ years of financial planning experience with a broker-dealer, RIA, investment firm, law firm, or accounting firm. The position will collaborate with financial advisors, their staff, and NPI colleagues to develop financial models, plans, and project materials using financial planning software (e.g., eMoney) to support the advisors' clients in the areas of estate, retirement, business succession, investment, and income tax planning.
ExpandUpdated 7 days ago - UpvoteDownvoteShare Job
- Suggest Revision
Bachelor's Degree from an accredited university in Finance, Accounting, Economics, or related area of study is required. In this capacity, the FP&A Manager will play a leading role help the President of Advice & Wealth Management build segment level financials, various planning and reporting efforts within the group while developing and managing direct reports and relationships with key leaders/stakeholders within different business units.
ExpandUpdated 10 days ago - UpvoteDownvoteShare Job
- Suggest Revision
Experience with financial tools (Power BI, Adaptive Planning and Workday Financials) a plus. We are looking for a driven and highly motivated Financial Analyst to join our Corporate Financial Planning & Analysis team.
ExpandUpdated 9 days ago - UpvoteDownvoteShare Job
- Suggest Revision
As the nation's leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. As the nation's leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services.
ExpandUpdated 8 days ago - UpvoteDownvoteShare Job
- Suggest Revision
As a Sr DevOps Engineer, You would be designing and implementing DevSecOps Process, Cutting-Edge Tools and Best of Breed Frameworks that span across the Organization. Cloud: Azure DevOps or AWS. Expert scripting skills using PowerShell, Python, Terraform and/or YAML.
ExpandUpdated 10 days ago - UpvoteDownvoteShare Job
- Suggest Revision
Previous experience (2+ years) in trade support or operations role within a broker-dealer, bank or trading firm. Previous experience (2+ years) in trade support or operations role within a broker-dealer, bank or trading firm.
$110,000 - $125,000 a yearFull-timeExpandApply NowActive JobUpdated 9 days ago - UpvoteDownvoteShare Job
- Suggest Revision
2+ years of fundamental or quantitative research or quantitative portfolio construction experience at an RIA, broker-dealer, or financial services firm. 2+ years of fundamental or quantitative research or quantitative portfolio construction experience at an RIA, broker-dealer, or financial services firm.
InternExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
- Suggest Revision
Experienced working in a Registered Investment Advisory firm or operations for a Securities Broker-Dealer. Familiar with paperwork and processes of Fidelity or Charles Schwab is a plus. We are looking to add a Client Service Associate to join our expanding team in our Thousand Oaks office.
ExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
- Suggest Revision
Understand and comply with all aspects of Credit Union and broker-dealer policies and procedures, including laws and regulations governing investment and insurance sales duties and responsibilities.
Full-timeExpandApply NowActive JobUpdated 2 months ago
broker dealer jobs
FEATURED BLOG POSTS
How Many Hours is Part-Time vs. Full-Time Work?
Growing up you watched your parents shuffle to and from the office, held hostage to their 9 to 5. If jammed-packed schedules and deadlines sound frightening, you might consider pivoting your search to part-time jobs. In fact, even employers have shifted their preference, selecting more people open to the idea of flexible working hours.
How to Make a Job Offer More Competitive
Money alone makes it hard to attract and retain top-notch candidates, especially when you are competing with larger businesses and corporations in your industry. So, instead of focusing on money, figure out how to make a job offer more competitive when you can't offer more money.
5 Ways to Stretch Your Hiring Budget
Many businesses across the country have adjusted business operations to make it through the pandemic. After a period of hardship, many business owners, like yourself, are ready to start recruiting and rebuilding a bigger, more skilled workforce - only now you have to do it with a smaller hiring budget.
How to Ask for a Raise at Work
Here we go again; it’s time to talk money. Whether you’re one year in at a new company or approaching year five on the same team, learning how to ask for a raise should be part of your long-term career plan. These conversations are rarely fun (thanks to society, which has conditioned us to believe that money is taboo), but they are necessary if you want to, well, get paid what you’re worth. Trust us, there’s a lot of money on the table for taking. Below, we’ll discuss tips on timing, approach, and follow-up.
How to Maximize Action Verbs in Your Resume
Writing a resume that stands out takes more than using keywords and savvy formatting. It’s not just about having an impressive list of accomplishments. It’s also about how you position them using action verbs and deliberate word choice. So if you are looking for a way to craft a resume that stands out and gets calls back? Start by sprucing up your resume with captivating action verbs.
What is Your Desired Job Title?
You’ve decided to look for a new job. So now comes the question — what is your desired job title? There are lots of considerations to think through when deciding on the right title for your next role.
4 Things to Consider When Building a Global Workforce
The rise of remote work has given employers a unique chance to rethink how they approach workforce management. This ranges from rethinking the size and design of their office space to updating their tech stack to accommodate different working styles. It has created new opportunities for companies of all sizes to expand their hiring pool and look for top talent on a global scale.