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2+ years EPS Liquidity Risk/ALM/Treasury experience gained within a bank, regulatory agency or swap/broker dealer. Understanding of Liquidity Risk Regulatory requirements pertaining to Reg YY and FINRA, CFTC, NFA or FDIC.
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SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida.
Full-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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Prior financial services industry experience preferred (wealth management, investment management, broker-dealer, insurance, banking, specialty finance) Finance Manager, Financial Planning & Analysis.
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6-10 years of experience in capital markets or investor relations within private equity, venture capital, private debt, hedge funds, investment banking, institutional asset management or a broker-dealer.
$115,000 - $300,000 a yearFull-timeExpandApply NowActive JobUpdated 30 days ago - UpvoteDownvoteShare Job
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Ability to meet licensing requirements as established by the Bank's broker/dealer, if applicable. Serve as a back-up Teller or Head Teller, if needed. Stay up-to-date and focused on all regulations, policies and procedures related to Personal Banker and other branch operations.
ExpandApply NowActive JobUpdated 9 days ago - UpvoteDownvoteShare Job
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Experience with financial reporting and general ledger applications tools (Workday Financials) a plus. Work with specific units in the context of regular financial monitoring, evaluation of new initiatives, budgeting, forecasting, and performance improvement.
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5 - 7+ years of financial planning experience with a broker-dealer, RIA, investment firm, law firm, or accounting firm. The position will collaborate with financial advisors, their staff, and NPI colleagues to develop financial models, plans, and project materials using financial planning software (e.g., eMoney) to support the advisors' clients in the areas of estate, retirement, business succession, investment, and income tax planning.
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Bachelor's Degree from an accredited university in Finance, Accounting, Economics, or related area of study is required. In this capacity, the FP&A Manager will play a leading role help the President of Advice & Wealth Management build segment level financials, various planning and reporting efforts within the group while developing and managing direct reports and relationships with key leaders/stakeholders within different business units.
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Experience with financial tools (Power BI, Adaptive Planning and Workday Financials) a plus. We are looking for a driven and highly motivated Financial Analyst to join our Corporate Financial Planning & Analysis team.
ExpandApply NowActive JobUpdated 8 days ago - UpvoteDownvoteShare Job
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As the nation's leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. As the nation's leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services.
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As a Sr DevOps Engineer, You would be designing and implementing DevSecOps Process, Cutting-Edge Tools and Best of Breed Frameworks that span across the Organization. Cloud: Azure DevOps or AWS. Expert scripting skills using PowerShell, Python, Terraform and/or YAML.
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Previous experience (2+ years) in trade support or operations role within a broker-dealer, bank or trading firm. Previous experience (2+ years) in trade support or operations role within a broker-dealer, bank or trading firm.
$110,000 - $125,000 a yearFull-timeExpandApply NowActive JobUpdated 8 days ago - UpvoteDownvoteShare Job
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2+ years of fundamental or quantitative research or quantitative portfolio construction experience at an RIA, broker-dealer, or financial services firm. 2+ years of fundamental or quantitative research or quantitative portfolio construction experience at an RIA, broker-dealer, or financial services firm.
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Experienced working in a Registered Investment Advisory firm or operations for a Securities Broker-Dealer. Familiar with paperwork and processes of Fidelity or Charles Schwab is a plus. We are looking to add a Client Service Associate to join our expanding team in our Thousand Oaks office.
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Understand and comply with all aspects of Credit Union and broker-dealer policies and procedures, including laws and regulations governing investment and insurance sales duties and responsibilities.
Full-timeExpandApply NowActive JobUpdated 2 months ago
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