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A minimum of 5 years of experience for Capital Markets or Retail Banks or Asset Management institutions in either business development or sell-side sales, FCM, broker-dealer, trading, buy-side asset management firm, hedge fund, or other related market infrastructure firm OR minimum of 5 years-experience within a leading consulting firm with focus on capital markets or retail banking exposing the candidate to the functions above.
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Interactive Brokers is looking for a motivated and talented litigation attorney with experience in securities and commodities issues in the broker-dealer and futures commission merchant space interested in joining the firm's General Counsel office in Greenwich, CT, Chicago, IL or Washington, DC.
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Interactive Brokers is looking for a motivated and talented litigation attorney with experience in securities and commodities issues in the broker-dealer and futures commission merchant space, who is interested in joining the firm's General Counsel office in Greenwich, CT, Chicago, IL or Washington, DC.
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At least 7 years of post-J.D. experience as a litigator at a law firm, financial services regulatory agency, exchange, broker-dealer or FCM. Would prefer familiarity with securities and broker-dealer issues.
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Expertise in policies, procedures, governance, design and operations in relevant areas, such as trade life cycle, front-office structure, broker-dealer operations, clearance and settlement, client onboarding, treasury operations, collateral management and regulatory regimes.
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Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP) Software development is the lifeblood of our firm, and it shows in our stellar brokerage platform.
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This is a vital introduction to the complex dynamics of the energy trading field via commodities OTC broker- dealer services. Junior Broker This is an entry level opportunity at Amerex Brokers LLC providing 1st line support for Amerex Brokerage Operations.
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At least seven years of post-J.D. experience as a litigator at a law firm, financial services regulatory agency, exchange, broker-dealer or FCM. At least seven years of post-J.D. experience as a litigator at a law firm, financial services regulatory agency, exchange, broker-dealer or FCM.
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These channels include Broker-Dealer (independent and wirehouse), RIA, and Private Client Groups. Invesco’s ETF platform is known for its highly innovative approach to ETF investing and has roots across equity, fixed income and commodities as well as various investment styles from passive to alternatively weighted strategies (e.g. fundamental, factor, equal weight.
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BGC Partners also provides a full range of services, including trade execution, broker-dealer services, clearing, processing, information, and other back office services to a broad range of financial and non-financial institutions.
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A successful candidate will also be expected to maintain a general understanding of related investment company, broker-dealer and investment advisory compliance policies, specific regulatory focus areas and their relevance to the U.S. Registered Funds.
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Parameta Solutions, the data and analytics division of inter-broker dealer TP ICAP, is a leading global provider of OTC Market Data. From pre to post trade, their solutions help clients manage complex markets more effectively.
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1+ years in trading, quantitative finance, derivative valuation or risk management roles in a broker-dealer, bank, an asset manager or an energy/commodity trader. Our clients are broker dealers, asset managers, hedge fund managers, private equity firms, crypto firms, regulators, legislators, brokers, commodity traders, energy companies (including upstream, midstream and downstream operators), and mining and metal processing firms.
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Daily company lunch allowance provided and a fully stocked kitchen with healthy options for breakfast and snack. Representingthe firm in arbitration and other adversarial proceedings (both directly and in conjunction with outside counsel.
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Advising firm employees on pre-litigation matters. Investigate and provide detailed analysis and legal advice in connection with anti-fraud efforts and cybersecurity matters. Would prefer “on-your-feet” experience in court or arbitration proceedings.
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