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Life Insurance Company of the Southwest is not an authorized insurer in New York and does not conduct insurance business in New York. Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser affiliate of National Life Insurance Company.
Full-timeExpandApply NowActive JobUpdated 3 months ago - UpvoteDownvoteShare Job
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Indexed Annuity Pricing experience a major plusSolid financial modeling experience using actuarial software, preferably MG-ALFA.Working knowledge of applicable Valuation, Nonforfeiture, tax, risk-based-capital and other relevant regulations and standards.
$81,000 - $150,000 a yearFull-timeExpandApply NowActive JobUpdated 3 months ago - UpvoteDownvoteShare Job
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Be an outstanding collaborator with colleagues in legal, finance, accounting, corporate development, product, operations, compliance, tax, equity, compensation, and other areas. We power neo-banks, broker-dealers, and payment groups to offer digital asset trading and custody, crypto-backed rewards and round-ups programs as well as yield through staking and DeFi and NFTs.
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We are looking for an experienced assistant general counsel to help ensure the company complies with the evolving crypto regulatory framework in the UK and EMEA, as well as assist with core regulatory compliance issues for our global entities including with regards to data privacy.
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Chance to earn equity. Passion for crypto, blockchain technologies, DeFi, DAOs, and/or NFTs. Provide creative, practical legal advice to business partners on a wide range of matters on very short timelines, including: business development, corporate development, venture investments, financing, protocol development, and new product enablement.
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5+ years of legal experience, preferably with in-house experience at a high-growth fintech company, Knowledge of the financial services industry, including securities and commodities trading systems. Advising business and technology stakeholders in product, engineering, IT, business development, marketing, and compliance on issues related to compliance with laws and regulations in the UK and EU regarding crypto regulation and privacy.
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Law degree from accredited UK or EU university and licensed to practice in the UK or EU. Experience working in private practice, in-house, or at a government/regulatory agency, with exposure to financial regulatory matters, technology, media, telecommunications, privacy, and preferably Web3.0 related matters.
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Transparency - We believe that transparency is critical to empowering everyone to make the best decisions, both the company to its people and vice versa. Our thesis is very simple: every financial services firm will offer digital assets within the next 2 years and will do so through platforms such as Zero Hash. Zero Hash is defining the new FinTech vertical of digital-assets-as-a-service.
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Broker Staff - Broker Assistant. We offer a complete range of brokerage, appraisal, asset services, consulting, and debt & equity finance services for all property types. Job Family Broker Administration.
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Familiarity with UK or EU regulatory bodies such as the FCA or EU-country equivalent. WFH Yearly Stipend. Zero Hash is a B2B embedded infrastructure platform that allows any platform to integrate digital assets natively into their own customer experience quickly and easily (a matter of API endpoints.
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Serve as the primary point of contact for regulators and public authorities within the EU and UK organizations for all data privacy and protection issues. Detail-oriented with a keen awareness of legal issues in regulatory and corporate matters.
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Day to day duties will range from regulatory compliance related matters to preparing Zero Hash for the go-live of new regulatoryregimes to strategic advice to our business. General corporate governance, including matters pertaining to regulated and non-regulated EU/UK and international entity governance such as regulatory filings and licensing.
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Experience with GDPR and its associated regulatory bodies is highly preferred. Draft, review, and negotiate legal documents such as contracts, statements, agreements, policies, etc. Ensure that company policies are in compliance with applicable privacy laws and codes of practice, such as GDPR and UK GDPR.
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Skills: Corporate Experience related to either Securities (33 Act, public offerings), or M&As, Private Equity, Private Fund, FINRA, Broker Dealer, Fund Compliance, Investor Advisor compliance.
Full-timeExpandApply NowActive JobUpdated 30 days ago - UpvoteDownvoteShare Job
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We're a recognized Elite Agency award winner and a leading property and casualty broker, benefits consultant, wealth manager, and retirement plan advisor. NFP is a seven-time Best Places to Work award winner in Business Insurance and has also earned the 5-Star Diversity, Equity and Inclusion (DEI) award from Insurance Business magazine and the WORK180 employer endorsement.
$40,000 - $65,000 a yearFull-timeExpandApply NowActive JobUpdated Today
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