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Wealth Management Governance & Regulatory Program Manager
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- Enterprise Wealth Management (EWM) is dynamic and evolving business line under the Zions' umbrella that is experiencing significant growth and innovation.
- The Supervisory Manager provides business line oversight of the key regulatory and compliance requirements associated with providing advisory and fiduciary asset management services.
- Provide subject matter expertise on compliance and risk topics pertinent to advisory services and fiduciary asset management.
- Review new account documentation from a KYC/AML due diligence standpoint.
- Requires a bachelor's degree in business, finance or a related field and 5+ experience in financial services regulatory compliance, securities industry, investment management, investment banking, auditing, or other directly related experience.
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