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Senior Vice President, Compliance
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- The bank is known for long-term, high net worth clients similar to that of private banking, rapid decision making and conservative lending practices.
- Supports the CRO in evolving the Bank's ERM program and strengthening the Bank's 2 Line of Defense (LOD).
- Evolves and administers a compliance management system that aligns to the Bank's ERM standards that includes compliance risk assessments on regulations, compliance monitoring and sampling and testing of compliance materials from the 1st and 2nd LOD.
- Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information Security and privacy requirements.
- Minimum of fifteen (15) years of prior Bank compliance experience as a Chief or SVP Compliance Officer, with at least 5 years of experience of compliance management at a regional bank.
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