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Senior Compliance Officer
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- JOB OVERVIEWWe are currently seeking a Senior Compliance Officer, CI Wealth Compliance.
- In this role, the successful candidate is expected to encourage and foster a culture of compliance within the organization in accordance with securities industry rules and regulations.
- The incumbent will be responsible for assisting Compliance management with policy and procedures, compliance technology, and regulatory initiatives at CI's various wealth companies, including its investment firms registered provincially or under the Canadian Investment Regulatory Organization (CIRO).
- WHAT YOU WILL DO Provide strategic support to the Director, Compliance and Senior Management in Compliance on Compliance related matters.
- Provide strategic input on the design, development and launch of policies and/or procedures related to business conduct compliance, trade conduct compliance and managed account supervision.
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