Familiarity with regulations relevant to brokerage back and front office functions such as: Customer service, new account processes, records management, clearing functions, cashiering, securities processing, settlements, securities lending, Regulation T and the Securities Exchange Act of 1934.

Track regulatory changes and analysis in the Governance, Risk and Compliance system. This position is in the Regulatory Intelligence Compliance Team within Compliance Risk Management.

Series 7 and 24 registrations, or the ability to obtain both, starting with the Series 7 registration within 120 days of starting inthe position and the Series 24 within 120 days of obtaining the Series 7.

Collaborate with Subject Matter Expert(s) in providing research and analysis of new or modified regulatory requirements. - 1-5 years prior experience as financial services attorney, compliance professional, bank regulator or other comparable legal experience.

With industry-leading products in ocean drayage, domestic trucking, freight forwarding, air freight, customs house brokerage, vessel husbandry, and warehousing and distribution. The Safety Specialist is an administrative support position to ensure ContainerPort Group maintains a qualified fleet in compliance with Department of Transportation (DOT) regulations and company policies.

The Head of Risk, Compliance, and BSA will develop and maintain CFNA's Enterprise Risk Management, Consumer Compliance, BSA/AML/OFAC, and Third-Party Risk Management functions. + Serve as CFNA's Bank Secrecy Act (BSA) Officer and Office of Foreign Asset Control (OFAC) Officer by coordinating and monitoring the day-to-day compliance activities related to AML and OFAC.

Assist in the development of a tax technology strategy supporting tax compliance and provision platforms to maximize efficiencies and streamline processes. Strong communication skills and be a champion of process and technology improvements.

Candidate will review internal and external products and raw materials to evaluate hazards and assign raw material codes and maintain regulatory compliance in this entry-level scientific, non-laboratory position.

By serving as a resource for Regenerative Agriculture farming, we strive to make a positive impact not only on the land, but also on the lives of farmers and food consumers everywhere. + Proven experience as a Compliance Officer.

This position reports to the firm's Chief Risk & Compliance Officer and the ideal candidate is self-starting, goal-oriented, business savvy and adaptable. Grant Thornton LLP is seeking an experienced Director of Compliance to work in the Office of the Chief Risk & Compliance Officer.

Provides assistance to the Payroll Team Leader and Payroll Specialist I as needed. Must be able to obtain and maintain an Ohio Casino Control Commission (OCCC) Gaming Employee License and Ohio Lottery Commission (OLC) Non-Gaming License.

Prepping/scanning court orders to processing specialist. Perform accurate and timely answers to agents as specified by law and in compliance with court-ordered instructions. As an equal opportunity employer, ICONMA prides itself on creating an employment environment that supports and encourages the abilities of all persons regardless of race, color, gender, age, sexual orientation, citizenship, or disability.

The Income Tax Compliance Manager ("Manager") oversees a team of Consultants and Senior Consultants to deliver federal, state & local income tax compliance services for assigned clients, including original return and amended income tax filings.

Coordinates aspects of protocol submissions, prepares and submits regulatory documents and maintains records on assigned studies to ensure regulatory compliance with MetroHealth policies as well as federal regulation and ICH/GCP guidelines.

With 12 autonomous Investment Franchises and a Solutions Platform, Victory Capital offers a wide array of investment products, including mutual funds, ETFs, separately managed accounts, alternative investments, third-party ETF model strategies, collective investment trusts, private funds, and a 529 Education Savings Plan.